-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SgKaOb6jyxcnJQ8jLC3e+8z+j3LEvAGVAmjQt4lf34wGpeZvoeDkcFvockqN4GqG W/dKPxRUXNb/hMlEYI+vQw== 0001105838-08-000015.txt : 20080221 0001105838-08-000015.hdr.sgml : 20080221 20080221175336 ACCESSION NUMBER: 0001105838-08-000015 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080211 FILED AS OF DATE: 20080221 DATE AS OF CHANGE: 20080221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HICKOK INC CENTRAL INDEX KEY: 0000047307 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 340288470 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WASIAK KENNETH R CENTRAL INDEX KEY: 0001105627 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 08634012 BUSINESS ADDRESS: BUSINESS PHONE: 212-832-1110 MAIL ADDRESS: STREET 1: C/O PUSTORINO PUGLISI & CO LLP STREET 2: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBOTTI ROBERT CENTRAL INDEX KEY: 0001105838 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 08634013 BUSINESS ADDRESS: STREET 1: C/O ROBOTTI & COMPANY, INC STREET 2: 52 VANDERBILT AVENUE, SUITE 503 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-986-4800 MAIL ADDRESS: STREET 1: 52 VANDERBILT AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2008-02-11 0 0000047307 HICKOK INC HICKA 0001105838 ROBOTTI ROBERT 52 VANDERBILT AVENUE 4TH FLOOR NEW YORK NY 10017 0 0 1 0 0001105627 WASIAK KENNETH R C/O PUSTORINO PUGLISI & CO LLP 515 MADISON AVENUE NEW YORK NY 10022 0 0 1 0 Class A Common Shares, Par Value $1.00 Per Share 94582 I See Footnote This amount includes 67,024 shares of the Class A Common Shares, Par Value $1.00 per share (the "Common Shares"), directly owned by The Ravenswood Investment Company, L.P. ("RIC") and beneficially owned by its partners. This amount includes 27,558 shares of the Common Shares directly owned by Ravenswood Investments III, L.P. ("RI") and beneficially owned by its partners. Each Messrs. Robotti and Wasiak may be deemed to beneficially own (for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the securities set forth in footnotes (1) and (2) above as a managing member of Ravenswood Management Company, L.L.C. ("RMC") which serves as the general partner of RIC and RI. RMC may be deemed to beneficially own (for the purpose of Rule 16a-1(a)(2) under the Exchange Act) certain of the securities set forth in footnotes (1) and (2) above as the general partner of RIC and RI. Each of Messrs. Robotti and Wasiak and RMC disclaims beneficial ownership of the securities referenced in such footnotes except to the extent of his or its pecuniary interest therein. /s/ Robert E. Robotti 2008-02-21 /s/ Kenneth R. Wasiak 2008-02-21 -----END PRIVACY-ENHANCED MESSAGE-----