-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ctc9wPnifUFROVBuBzSqXU6l/xVnHdm8DWYHFxyPFNA8QlbOmayjWcZjG5CrdoMi JEGIHRM67EMqYc4diFCXhw== 0000921895-08-003140.txt : 20081222 0000921895-08-003140.hdr.sgml : 20081222 20081222163520 ACCESSION NUMBER: 0000921895-08-003140 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081028 FILED AS OF DATE: 20081222 DATE AS OF CHANGE: 20081222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HICKOK INC CENTRAL INDEX KEY: 0000047307 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 340288470 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLAUBMAN ROSENBERG & ROBOTTI FUND LP CENTRAL INDEX KEY: 0001390246 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 081264216 BUSINESS ADDRESS: STREET 1: 52 VANDERBILT AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646 442 6707 MAIL ADDRESS: STREET 1: 52 VANDERBILT AVE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glaubman & Rosenberg Advisors, LLC CENTRAL INDEX KEY: 0001452527 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 081264214 BUSINESS ADDRESS: STREET 1: 52 VANDERBILT AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (646) 283-1707 MAIL ADDRESS: STREET 1: 52 VANDERBILT AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glaubman & Rosenberg Partners, LLC CENTRAL INDEX KEY: 0001452528 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 081264215 BUSINESS ADDRESS: STREET 1: 52 VANDERBILT AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (646) 283-1707 MAIL ADDRESS: STREET 1: 52 VANDERBILT AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 3 1 gla9.xml X0203 3 2008-10-28 0 0000047307 HICKOK INC HICKA.OB 0001390246 GLAUBMAN ROSENBERG & ROBOTTI FUND LP 708 GREENWICH STREET 2E NEW YORK NY 10014 0 0 0 1 See Explanation of Responses 0001452528 Glaubman & Rosenberg Partners, LLC 708 GREENWICH STREET 2E NEW YORK NY 10014 0 0 1 0 0001452527 Glaubman & Rosenberg Advisors, LLC 708 GREENWICH STREET 2E NEW YORK NY 10014 0 0 1 0 Class A Common Stock, $1.00 par value 71442 D This Form 4 is filed jointly by the Glaubman Rosenberg & Robotti Fund, L.P. ("GRR"), Glaubman & Rosenberg Partners, LLC ("GR Partners") and Glaubman & Rosenberg Advisors, LLC ("GR Advisors"). The Reporting Persons are members of a Section 13(d) group with respect to the securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the other members of the group except to the extent of their pecuniary interest therein. Shares of Common Stock beneficially owned by GRR. As the general partner of GRR, GR Partners may be deemed to beneficially own the shares of Common Stock beneficially owned by GRR. As the investment manager of GRR, GR Advisors may be deemed to beneficially own the shares of Common Stock beneficially owned by GRR. By: Glaubman Rosenberg & Robotti Fund, L.P.; By: /s/ Joseph Hain, Authorized Signatory 2008-12-22 By: Glaubman & Rosenberg Partners, LLC; By: /s/ Kirin Smith, Managing Member 2008-12-22 By: Glaubman & Rosenberg Advisors, LLC; By: /s/ Joseph Hain, Managing Member 2008-12-22 -----END PRIVACY-ENHANCED MESSAGE-----