0000905716-13-000001.txt : 20130102 0000905716-13-000001.hdr.sgml : 20130101 20130102141108 ACCESSION NUMBER: 0000905716-13-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121230 FILED AS OF DATE: 20130102 DATE AS OF CHANGE: 20130102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HICKOK INC CENTRAL INDEX KEY: 0000047307 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 340288470 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUMAN ROBERT L CENTRAL INDEX KEY: 0000905716 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 13501251 MAIL ADDRESS: STREET 1: 10514 DUPONT AVENUE CITY: CLEVELAND STATE: OH ZIP: 44108 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-12-30 0 0000047307 HICKOK INC HICKA 0000905716 BAUMAN ROBERT L 10514 DUPONT AVENUE CLEVELAND OH 44108 1 1 1 0 President and CEO Warrant to Purchase Class A Common Stock 2.5 2012-12-30 4 P 0 100000 A 2012-12-30 2015-12-30 Class A Common Stock 100000 100000 D 1. In partial consideration for the extension of a revolving credit facility, Hickok Incorportated (the "Company") and Robert L. Bauman entered into a Warrant Agreement, dated December 30, 2012 (the "Bauman Warrant Agreement"), whereby the Company issued a warrant to Robert L. Bauman to purchase, at his option, up to 100,000 shares of Class A Common Stock of the Company at an exercise price of $2.50 per share, subject to anti-dilution and other adjustments. /s/ Robert L. Bauman 2013-01-02