FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/03/2022 |
3. Issuer Name and Ticker or Trading Symbol
INVACARE CORP [ IVC ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares, no par value | 110,200 | D(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Crawford United Corporation ("Crawford United") is the owner of record of 110,200 Common Shares. Edward F. Crawford and Matthew V. Crawford, in their capacity as holders of a majority of the voting power of Crawford United and as two of six members of Crawford United's board of directors, share the ability to indirectly control the decisions of Crawford United regarding the vote and disposition of securities held by Crawford United, and as such may be deemed to have indirect beneficial ownership of the 110,200 Common Shares held by Crawford United. Each of Edward F. Crawford and Matthew V. Crawford disclaims beneficial ownership of the Common Shares owned by Crawford United, except to the extent of his respective pecuniary interest therein. |
Remarks: |
The Reporting Persons (Crawford United, Edward F. Crawford and Matthew V. Crawford), along with Steven H. Rosen and Azurite Management LLC ("Azurite"), comprise a group within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended. Mr. Rosen and Azurite separately own Common Shares of the Issuer. Each of the Reporting Persons (Crawford United, Edward F. Crawford and Matthew V. Crawford) disclaims beneficial ownership over the Common Shares separately owned by Mr. Rosen and Azurite and any other Common Shares owned by the group, except to the extent of such Reporting Person's respective pecuniary interest therein. Exhibit 24.1 - Power of Attorney of Edward F. Crawford Exhibit 24.2 - Power of Attorney of Matthew V. Crawford |
/s/ Brian Powers, President and Chief Executive Officer of Crawford United Corporation | 08/24/2022 | |
/s/ Brian Powers, as attorney-in-fact for Edward F. Crawford | 08/24/2022 | |
/s/ Brian Powers, as attorney-in-fact for Matthew V. Crawford | 08/24/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |