0000899243-19-019490.txt : 20190711
0000899243-19-019490.hdr.sgml : 20190711
20190711195337
ACCESSION NUMBER: 0000899243-19-019490
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190510
FILED AS OF DATE: 20190711
DATE AS OF CHANGE: 20190711
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRAWFORD EDWARD F
CENTRAL INDEX KEY: 0000935861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-00147
FILM NUMBER: 19951841
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CRAWFORD UNITED Corp
CENTRAL INDEX KEY: 0000047307
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 340288470
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10514 DUPONT AVE
CITY: CLEVELAND
STATE: OH
ZIP: 44108
BUSINESS PHONE: 2165418060
MAIL ADDRESS:
STREET 1: 10514 DUPONT AVE
CITY: CLEVELAND
STATE: OH
ZIP: 44108
FORMER COMPANY:
FORMER CONFORMED NAME: HICKOK INC
DATE OF NAME CHANGE: 19950328
FORMER COMPANY:
FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-10
0
0000047307
CRAWFORD UNITED Corp
CRAWA
0000935861
CRAWFORD EDWARD F
10514 DUPONT AVE.
CLEVELAND
OH
44108
0
0
1
0
Class B Common Shares
2019-07-09
4
C
0
100000
6.48
A
403750
I
By First Francis Company Inc.
Convertible Promissory Note
6.48
2019-05-10
4
A
0
648000.00
A
2022-07-01
Class B Common Shares
100000
648000.00
I
By First Francis Company Inc.
Convertible Promissory Note
6.48
2019-07-09
4
C
0
648000.00
0.00
D
2022-07-01
Class B Common Shares
100000
0
I
By First Francis Company Inc.
For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of these securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
In 2016, Crawford United Corporation issued two separate promissory notes to First Francis Company Inc. ("First Francis"). In 2018, one of the notes was amended to provide First Francis with the option, exercisable on or after July 5, 2019, to convert up to $648,000 of principal amount into Class B Common Shares at a conversion price of $6.48 per share, subject to shareholder approval, which approval was obtained on May 10, 2019.
On July 9, 2019, First Francis elected to convert $648,000 of the amount outstanding under its promissory note issued by Crawford United Corporation into 100,000 Class B Common Shares.
/s/Frederick N. Widen, Attorney-in-fact
2019-07-11