0000899243-16-024385.txt : 20160705
0000899243-16-024385.hdr.sgml : 20160705
20160705173828
ACCESSION NUMBER: 0000899243-16-024385
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160701
FILED AS OF DATE: 20160705
DATE AS OF CHANGE: 20160705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HICKOK INC
CENTRAL INDEX KEY: 0000047307
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 340288470
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10514 DUPONT AVE
CITY: CLEVELAND
STATE: OH
ZIP: 44108
BUSINESS PHONE: 2165418060
MAIL ADDRESS:
STREET 1: 10514 DUPONT AVE
CITY: CLEVELAND
STATE: OH
ZIP: 44108
FORMER COMPANY:
FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRAWFORD EDWARD F
CENTRAL INDEX KEY: 0000935861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-00147
FILM NUMBER: 161751699
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-01
0
0000047307
HICKOK INC
HICKA
0000935861
CRAWFORD EDWARD F
10514 DUPONT AVENUE
CLEVELAND
OH
44108
1
0
1
0
Class A Common Shares
2016-07-01
2016-07-01
4
J
0
911250
A
911250
I
By First Francis Company Inc.
Class B Common Shares
2016-07-01
2016-07-01
4
J
0
303750
A
303750
I
By First Francis Company Inc.
Class A Common Shares
1335
D
These shares were acquired by First Francis Company Inc. through the merger of its wholly-owned subsidiary, Federal Hose Manufacturing LLC, into a wholly owned subsidiary of the Issuer. The reporting person owns 49% of First Francis Company Inc. The reporting person disclaims beneficial ownership of the shares held by First Francis Company Inc. except to the extent of his pecuniary interest therein.
In addition to the issuance of 911,250 shares of the Issuer's Class A Common Stock and 303,750 shares of the Issuer's Class B Common Stock, the Issuer also issued two promissory notes in the aggregate principal amount of $4,768,662 to First Francis Company Inc. in consideration of the merger of the subsidiary of First Francis Company Inc. into the subsidiary of the Issuer. On the effective date of the merger, the closing price of Hickok's Class A Common Shares was $1.55 per share. There is no trading market for the Issuer's Class B Common Shares.
/s/ Fred Widen, Attorney-in-fact
2016-07-05