<SEC-DOCUMENT>0000047307-15-000018-index.html : 20151230 <SEC-HEADER>0000047307-15-000018.hdr.sgml : 20151230 <ACCEPTANCE-DATETIME>20151230114022 ACCESSION NUMBER: 0000047307-15-000018 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20151230 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20151230 DATE AS OF CHANGE: 20151230 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HICKOK INC CENTRAL INDEX KEY: 0000047307 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 340288470 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 151312699 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>f8kq1-roundball-amend-no4.htm <DESCRIPTION>FORM 8-K ROUNDBALL CONV LOAN AMENDMENT NO. 4 <TEXT> Document 1 - file: f8kq1-roundball-amend-no4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10 <SEQUENCE>2 <FILENAME>roundball-amend4-12302015.htm <DESCRIPTION>EXHIBIT 10.1 AMENDMENT NO. 4 CONV LOAN AGREEMENT <TEXT> Document 2 - file: roundball-amend4-12302015.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10 <SEQUENCE>3 <FILENAME>roundball-warrant-amend-1.htm <DESCRIPTION>EXHIBIT 10.2 AMENDMENT NO. 1 WARRANT AGREEMENT <TEXT> Document 3 - file: roundball-warrant-amend-1.htm
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