<SEC-DOCUMENT>0000047307-15-000001-index.html : 20150106 <SEC-HEADER>0000047307-15-000001.hdr.sgml : 20150106 <ACCEPTANCE-DATETIME>20150106133043 ACCESSION NUMBER: 0000047307-15-000001 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20141231 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20150106 DATE AS OF CHANGE: 20150106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HICKOK INC CENTRAL INDEX KEY: 0000047307 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 340288470 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 15509146 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>f8kq4-roundball-amend-no3.htm <DESCRIPTION>FORM 8-K ROUNDBALL EXTENSION NO. 3 <TEXT> Document 1 - file: f8kq4-roundball-amend-no3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10 <SEQUENCE>2 <FILENAME>roundball-amend3-12312014.htm <DESCRIPTION>EXHIBIT 10.1 AMENDMENT NO. 3 CONV LOAN AGREEMENT <TEXT> Document 2 - file: roundball-amend3-12312014.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10 <SEQUENCE>3 <FILENAME>amend1-registration-rights.htm <DESCRIPTION>EXHIBIT 10.2 AMENDMENT NO. 1 REGISTRATION RIGHTS <TEXT> Document 3 - file: amend1-registration-rights.htm
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