0000047307-13-000002.txt : 20130111 0000047307-13-000002.hdr.sgml : 20130111 20130111121103 ACCESSION NUMBER: 0000047307-13-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20130111 DATE AS OF CHANGE: 20130111 EFFECTIVENESS DATE: 20130111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HICKOK INC CENTRAL INDEX KEY: 0000047307 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 340288470 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-190016 FILM NUMBER: 13524776 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO DATE OF NAME CHANGE: 19920703 D 1 primary_doc.xml X0706 D LIVE 0000047307 HICKOK INC 10514 DUPONT AVE CLEVELAND OH OHIO 44108 2165418060 OHIO HICKOK ELECTRICAL INSTRUMENT CO Corporation true Robert L. Bauman 10514 Dupont Avenue Cleveland OH OHIO 44108 Executive Officer Director Patrick R. Bauman 10514 Dupont Avenue Cleveland OH OHIO 44108 Executive Officer George R. Hart 10514 Dupont Avenue Cleveland OH OHIO 44108 Executive Officer Gregory M. Zoloty 10514 Dupont Avenue Cleveland OH OHIO 44108 Executive Officer Edward F. Crawford 6065 Parkland Boulevard Cleveland OH OHIO 44124 Director Jennifer A. Elliott 1178 Bellingham Drive Oceanside CA CALIFORNIA 90257 Director T. Harold Hudson 1240 Lakeway Drive Southlake TX TEXAS 76092 Director James T. Martin 12700 Lake Avenue Lakewood OH OHIO 44107 Director Steven H. Rosen 1660 West 2nd Street Cleveland OH OHIO 44113 Director Janet H. Slade 5862 Briar Hill Drive Solon OH OHIO 44139 Director Kirin M Smith 708 Greenwich Street New York NY NEW YORK 10014 Director James F. Allen 10514 Dupont Avenue Cleveland OH OHIO 44108 Executive Officer Manufacturing $5,000,001 - $25,000,000 06 false 2012-12-30 true true true true true false 250000 966880 0 966880 Remaining amounts to be sold represents (i) 200,000 shares underlying two Warrants, exercisable at $2.50 per share, (ii) up to $466,879.88 in principal amount of convertible debentures issuable prior to December 30, 2013 and (iii) [continued in Item 15] false 2 0 0 [continued from Item 13] up to 252,237 shares issuable upon conversion of such convertible debentures 0 false HICKOK INC Robert L. Bauman Robert L. Bauman President and Chief Executive Officer 2013-01-11