0000047307-12-000010.txt : 20120312 0000047307-12-000010.hdr.sgml : 20120310 20120312154731 ACCESSION NUMBER: 0000047307-12-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120308 FILED AS OF DATE: 20120312 DATE AS OF CHANGE: 20120312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTIN JAMES THOMAS CENTRAL INDEX KEY: 0001269929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 12683911 MAIL ADDRESS: STREET 1: C/O HICKOK INCORPORATED STREET 2: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HICKOK INC CENTRAL INDEX KEY: 0000047307 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 340288470 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2012-03-08 0 0000047307 HICKOK INC HICKA 0001269929 MARTIN JAMES THOMAS C/O HICKOK INCORPORATED 10514 DUPONT AVE CLEVELAND OH 44108 1 0 0 0 Stock Option (Right to Buy) 2.925 2012-03-08 4 A 0 1000 0 A 2022-03-08 Class A Common Shares 1000 10000 D Granted pursuant to the Hickok Incorporated 2010 Outside Directors Stock Option Plan which complies with Rule 16b-3. These options become exercisable in equal 33% increments over 3 years beginning on the first anniversary of the date of the grant. The reporting person stll holds previously reported options to buy 9,000 Class A Common Shares granted pursuant to the Hickok Incorporated 2000 Outside Directors Stock Option Plan, the Hickok Incorporated 2003 Outside Directors Stock Option Plan, the 2007 Hickok Incorporated Outside Directors Stock Option Plan and the 2010 Hickok Incorporated Outside Directors Stock Option Plan. All these plans comply with Rule 16b-3. These options were granted between Febrauary 21, 2003 and February 24, 2011 at exercise prices ranging from $2.925 to $11.00, become or became exercisable between February 21, 2004 and February 24, 2014, and will expire between February 21, 2013 and February 24, 2021. The total number of options set forth in column No. 9 reflects the expiration of options to purchase 1,000 Class A Common Shares granted to the reporting person on February 21, 2002, which options expired on February 21, 2012. /s/ James Thomas Martin 2012-03-12