-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E8DqzSo1WVKbVDLgtZKz4sWUZHPEnW9+brDYCltZesv6RPdWsEf9mD4PAJwkxJnN of02gvYUkmq7wZDSk7d68g== 0000047307-08-000006.txt : 20080225 0000047307-08-000006.hdr.sgml : 20080225 20080225174807 ACCESSION NUMBER: 0000047307-08-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080121 FILED AS OF DATE: 20080225 DATE AS OF CHANGE: 20080225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HICKOK INC CENTRAL INDEX KEY: 0000047307 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 340288470 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORELAND JAMES N CENTRAL INDEX KEY: 0001243287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 08640522 BUSINESS ADDRESS: BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: C/O HICKOK INCORPORATED STREET 2: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-01-21 0 0000047307 HICKOK INC HICKA.OB 0001243287 MORELAND JAMES N C/O HICKOK INCORPORATED 10514 DUPONT AVE CLEVELAND OH 44108 1 0 0 0 Class A Common Stock, $1.00 par value 2008-01-21 4 M 0 1000 3.55 A 1000 D Class A Common Stock, $1.00 par value 2008-01-21 4 M 0 200 4.25 A 1200 D Class A Common Stock, $1.00 par value 2008-01-21 4 S 0 200 11 D 1000 D Class A Common Stock, $1.00 par value 2008-01-21 4 S 0 200 11.05 D 800 D Class A Common Stock, $1.00 par value 2008-01-21 4 S 0 800 11 D 0 D Stock Option (Right to Buy) 4.25 2008-01-21 4 M 0 200 0 D 2011-02-21 Class A Common Stock 200 7800 D Stock Option (Right to Buy) 3.55 2008-01-21 4 M 0 1000 0 D 2012-02-21 Class A Common Stock 1000 6800 D Stock Option (Right to Buy) 11 2008-01-21 4 A 0 1000 0 A 2018-02-21 Class A Common Stock 1000 7800 D These options become exercisable in equal 33% increments over three years beginning on the first anniversary of the date of the grant. Granted pursuant to the Hickok Incorporated 2007 Outside Directors Stock Option Plan which complies with Rule 16b-3. These options become exercisable in equal 33% increments over three years beginning on the first anniversary of the date of the grant. The reporting person still holds previously reported options to buy 6,800 Class A Common Shares granted pursuant to the Hickok Incorporated 1997 Outside Directors Stock Option Plan, the Hickok Incorporated 2000 Outside Directors Stock Option Plan, the Hickok Incorporated 2003 Outside Directors Stock Option Plan and the Hickok Incorporated 2007 Outside Directors Stock Option Plan. All these plans comply with Rule 16b-3. These options were granted between February 25, 2000 and February 22, 2007 at exercise prices ranging from $3.67 to $10.50, become or became exercisable between February 25, 2001 and February 22, 2010, and will expire between February 25, 2010 and February 22, 2017. /s/ Jim N. Moreland 2008-02-25 -----END PRIVACY-ENHANCED MESSAGE-----