-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VZkmGXtGmUxdfW9S3If0c5+L0Jca2+fsw3KeoYjbWWFoZfEIuBxJhD67RqqElgHK cCwf33VUgQaNwfEh4mLE/g== 0000047307-08-000004.txt : 20080225 0000047307-08-000004.hdr.sgml : 20080225 20080225160727 ACCESSION NUMBER: 0000047307-08-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070612 FILED AS OF DATE: 20080225 DATE AS OF CHANGE: 20080225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HICKOK INC CENTRAL INDEX KEY: 0000047307 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 340288470 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUMAN THOMAS F CENTRAL INDEX KEY: 0001248739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 08639579 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVENUE CITY: CLEVELAND STATE: OH ZIP: 44108 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-06-12 0 0000047307 HICKOK INC HICKA.OB 0001248739 BAUMAN THOMAS F 10514 DUPONT AVENUE CLEVELAND OH 44108 0 1 0 0 Senior VP - Sales & Marketing Class A Common Stock, $1.00 par value 2007-06-12 4 M 0 6000 3.55 A 7002 D Class A Common Stock, $1.00 par value 2007-07-13 4 M 0 4000 5 A 11002 D Class A Common Stock, $1.00 par value 2007-11-05 4 M 0 4000 3.125 A 15002 D Class A Common Stock, $1.00 par value 2007-12-07 4 M 0 2000 7.125 A 17002 D Stock Option (Right to Buy) 3.55 2007-06-12 4 M 0 6000 0 D 2002-03-01 2012-03-01 Class A Common Stock 6000 0 D Stock Option (Right to Buy) 5 2007-07-13 4 M 0 4000 0 D 1999-12-31 2009-12-31 Class A Common Stock 4000 0 D Stock Option (Right to Buy) 3.125 2007-11-05 4 M 0 4000 0 D 2000-12-31 2010-12-31 Class A Common Stock 4000 0 D Stock Option (Right to Buy) 7.125 2007-12-07 4 M 0 2000 0 D 1998-12-31 2008-12-31 Class A Common Stock 2000 0 D /s/ Thomas F. Bauman 2008-02-25 -----END PRIVACY-ENHANCED MESSAGE-----