-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qt8XB7Bc/vdpKGYutD5Z5GY1QqbpJ6SerL9fM8paS6K/BybhQ9dWajZiDfUrSbzO yWy2PNtUrVcpSk+3fOPW1g== 0001182489-04-000335.txt : 20040331 0001182489-04-000335.hdr.sgml : 20040331 20040331192527 ACCESSION NUMBER: 0001182489-04-000335 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031017 FILED AS OF DATE: 20040331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRIDEX CORP CENTRAL INDEX KEY: 0000047254 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 060682273 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 61 WILTON RD CITY: WESTPORT STATE: CT ZIP: 06880-3121 BUSINESS PHONE: 2032261144 MAIL ADDRESS: STREET 1: 61 WILTON ROAD CITY: WESTPORT STATE: CT ZIP: 06880-3121 FORMER COMPANY: FORMER CONFORMED NAME: HI G INC DATE OF NAME CHANGE: 19840829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LD INVESTMENT LLC CENTRAL INDEX KEY: 0001266565 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05513 FILM NUMBER: 04707523 BUSINESS ADDRESS: STREET 1: C/O PATRIARCH PARTNERS LLC STREET 2: 112 SOUTH TRYON STREET STE 700 CITY: CHARLOTTE STATE: NC ZIP: 28284 BUSINESS PHONE: 7042271204 MAIL ADDRESS: STREET 1: C/O PATRIARCH PARTNERS LLC STREET 2: 112 SOUTH TRYON STREET STE 700 CITY: CHARLOTTE STATE: NC ZIP: 28284 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARK CLO 2000-1 LTD CENTRAL INDEX KEY: 0001266564 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05513 FILM NUMBER: 04707524 BUSINESS ADDRESS: STREET 1: C/O PATRIARCH PARTNERS LLC STREET 2: 112 SOUTH TRYON STREET STE 700 CITY: CHARLOTTE STATE: NC ZIP: 28284 BUSINESS PHONE: 7042271204 MAIL ADDRESS: STREET 1: C/O PATRIARCH PARTNERS LLC STREET 2: 112 SOUTH TRYON STREET STE 700 CITY: CHARLOTTE STATE: NC ZIP: 28284 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATRIARCH PARTNERS LLC CENTRAL INDEX KEY: 0001210548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05513 FILM NUMBER: 04707525 BUSINESS ADDRESS: STREET 1: 40 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2128250550 3 1 edgar.xml FORM 3 - X0201 3 2003-10-17 0 0000047254 TRIDEX CORP NONE 0001266564 ARK CLO 2000-1 LTD C/O PATRIARCH PARTNERS, LLC 40 WALL STREET, FLOOR 25 NEW YORK NY 10005 0 0 1 0 0001210548 PATRIARCH PARTNERS LLC 40 WALL STREET, FLOOR 25 NEW YORK NY 10005 0 0 1 0 0001266565 LD INVESTMENT LLC C/O PATRIACH PARTNERS, LLC 40 WALL STREET, FLOOR 25 NEW YORK NY 10005 0 0 1 0 Series B Common Stock, par value $0.01 per share 376953 D Series B Common Stock, par value $0.01 per share 376953 I See footnotes Series B Common Stock, par value $0.01 per share 376953 I See footnotes This Form 3 is being filed to reflect that effective October 17, 2003 upon the occurrence of a Triggering Event (as defined in the Issuer's Certificate of Incorporation), each of ARK CLO 2000-1, Limited ("ARK"), Patriarch Partners, LLC ("Patriarch") and LD Investments, LLC ("LD") acquired more than 10% of the voting rights of the outstanding equity securities of the Issuer. The Reporting Persons have listed on this Form 3 only those securities of the Issuer in which they have a pecuniary interest. For more information regarding the Triggering Event, see the Schedule 13D filed on or about the date hereof by the Reporting Persons with respect to the Series A Common Stock and Series B Common Stock of the Issuer. The amount of securities shown in this row is owned directly by ARK. The amount of securities shown in this row is owned directly by ARK. As the collateral manager of ARK, Patriarch may be deemed to be the beneficial owner of the Issuer's securities held by ARK. The amount of securities shown in this row is owned directly by ARK. As the sole member of Patriarch, LD may be deemed to be the beneficial owner of the Issuer's securities owned directly by ARK. Patriarch and LD disclaim any beneficial ownership of any of the Issuer's securities reported or referred to herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "'34 Act"). Lynn Tilton, as manager of Patriarch and manager and majority owner of LD, may also be deemed to be the beneficial owner of the securities reported herein. Ms. Tilton, who is a member of the Board of Directors of the Issuer, filed a Form 3 on January 7, 2003 reporting her deemed beneficial ownership of such securities. /s/ Lynn Tilton, as manager and/or majority owner of ARK CLO 2000-1, Limited, Patriarch Partners, LLC and LD Investments, LLC 2004-03-30 . 2004-03-30 . 2004-03-30 -----END PRIVACY-ENHANCED MESSAGE-----