-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WyDcwljsPLNnTINqV4+e5YG2sDph9EPmE1npgg7d4QNHomdJ3X6dWY5aG4yTUYwf 1oqjVlzdt1kjAAOh2ltaYQ== 0000914260-00-000028.txt : 20000516 0000914260-00-000028.hdr.sgml : 20000516 ACCESSION NUMBER: 0000914260-00-000028 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRIDEX CORP CENTRAL INDEX KEY: 0000047254 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 060682273 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: SEC FILE NUMBER: 001-05513 FILM NUMBER: 635258 BUSINESS ADDRESS: STREET 1: 61 WILTON RD CITY: WESTPORT STATE: CT ZIP: 06880-3121 BUSINESS PHONE: 2032261144 MAIL ADDRESS: STREET 1: 61 WILTON ROAD CITY: WESTPORT STATE: CT ZIP: 06880-3121 FORMER COMPANY: FORMER CONFORMED NAME: HI G INC DATE OF NAME CHANGE: 19840829 NT 10-Q 1 FORM 12B-25 NOTIFICATION OF LATE FILING U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12B-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [ X ] Form 10-Q and Form 10-QSB [ ] Form N-SAR - -------------------------------------------------------------------------------- For Period Ended: 3/31/00 - -------------------------------------------------------------------------------- [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended:_______________________________________ ________________________________________________________________________________ Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. ----------------------------------- If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: - -------------------------------------------------------------------------------- PART I - REGISTRANT INFORMATION - -------------------------------------------------------------------------------- Full Name of Registrant Tridex Corporation Address of Principal Executive Office (Street and Number) 61 Wilton Road Westport, CT 06880 PART II - RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the Registrant seeks relief pursuant to Rule 12b-25(b) the following should be completed. (Check box if appropriate) [X] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; [X] (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and [ ] (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. - -------------------------------------------------------------------------------- PART III - NARRATIVE State below in reasonable detail the reasons why the Form 10-K, 11-K, 10-Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period. During the first calendar quarter of the current year, the period for which the Registrant's Quarterly Report on Form 10-Q relates, several principal officers of the Registrant resigned from their employment with Registrant. These officers included the Registrant's Chief Financial Officer, who, in the past, generated the Registrant's accounting and financial reports and oversaw the public reporting process, and the Registrant's Secretary, who maintained the Registrant's internal records and files relating to matters which are the subject of the Quarterly Report on Form 10-Q. To date, the Registrant has not been able to recruit replacements for the departed officers. These factors have hampered Registrant's ability to finalize its interim financial statements and Form 10-Q. For the reasons set forth above, the Registrant's inability to timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2000 cannot be eliminated without unreasonable effort or expense. The Registrant intends to file its Quarterly Report no later than the fifth day after the due date of the Quarterly Report. - -------------------------------------------------------------------------------- PART IV - OTHER INFORMATION - -------------------------------------------------------------------------------- (1) Name and telephone number of persons to contact in regard to this notification: Seth M. Lukash, Chairman, CEO and CFO, (203) 226-1144 (2) Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [X] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No If so: attach an explanation of the anticipated change, both narratively and quantitatively, and if appropriate, state the reasons why a reasonable estimate of the results cannot be made. The Registrant anticipates reporting a $3.6 million pre-tax loss from operations for the quarter ended March 31, 2000 as compared to a $1.8 million pre-tax loss from operations for the prior year period. However, as a result of gain on the sale of discontinued operations, the Registrant will report net income of approximately $1,300,000 for the quarter as compared to a net loss of $726,000 for the prior year period. The Registrant has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. TRIDEX CORPORATION Date: May 15, 2000 By: /s/ Seth M. Lukash ----------------------- Seth M. Lukash Chairman, CEO and CFO -----END PRIVACY-ENHANCED MESSAGE-----