0001562180-20-007142.txt : 20201209 0001562180-20-007142.hdr.sgml : 20201209 20201209181915 ACCESSION NUMBER: 0001562180-20-007142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201207 FILED AS OF DATE: 20201209 DATE AS OF CHANGE: 20201209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tran Tuan CENTRAL INDEX KEY: 0001793233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04423 FILM NUMBER: 201378883 MAIL ADDRESS: STREET 1: 1501 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HP INC CENTRAL INDEX KEY: 0000047217 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 941081436 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1501 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6508571501 MAIL ADDRESS: STREET 1: 1501 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: HEWLETT PACKARD CO DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-12-07 false 0000047217 HP INC HPQ 0001793233 Tran Tuan C/O HP INC. 1501 PAGE MILL RD. PALO ALTO CA 94304 false true false false President of Printing Common Stock 2020-12-07 4 M false 61889.00 0.00 A 110787.00 D Common Stock 2020-12-07 4 F false 18107.00 23.68 D 92680.00 D Restricted Stock Units 2020-12-07 4 A false 92905.00 0.00 A Common Stock 92905.00 92905.00 D Performance Adjusted Restricted Stock Units 2020-12-07 4 A false 58559.00 0.00 A Common Stock 58559.00 58559.00 D Performance Contingent Stock Options 23.68 2020-12-07 4 A false 259706.00 A Common Stock 259706.00 259706.00 D Restricted Stock Units 2020-12-07 4 M false 30436.00 D Common Stock 30436.00 58537.00 D Restricted Stock Units 2020-12-07 4 M false 14025.00 D Common Stock 14025.00 13084.00 D Restricted Stock Units 2020-12-07 4 M false 17428.00 D Common Stock 17428.00 0.00 D Each RSU represents a contingent right to receive one share of HP common stock. 18,107 shares were withheld by HP to satisfy tax withholding on vesting of RSUs. On 12/7/2020, the reporting person was granted 92,905 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. On 12/7/2020, the reporting person was granted 59,559 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date. On 12/6/2019, the reporting person was granted 87,805 RSUs, 29,268 of which vested on 12/7/2020, and of which 29,268 is scheduled to vest on 12/7/2021 and of which 29,269 is scheduled to vest 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,168 vested dividend equivalent rights. On 12/7/2018, the reporting person was granted 39,250 RSUs, 13,083 of which vested on 12/7/2019 and 12/7/2020 and of which 13,084 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 942 vested dividend equivalent rights. On 12/7/2017, the reporting person was granted 47,687 RSUs, 15,895 of which vested on 12/7/2018 and 15,896 of which vested on 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,532 vested dividend equivalent rights. /s / Ruairidh Ross, Attorney-in-Fact for TRAN TUAN 2020-12-09