0001562180-20-007137.txt : 20201209 0001562180-20-007137.hdr.sgml : 20201209 20201209181606 ACCESSION NUMBER: 0001562180-20-007137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201207 FILED AS OF DATE: 20201209 DATE AS OF CHANGE: 20201209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LORES ENRIQUE CENTRAL INDEX KEY: 0001656242 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04423 FILM NUMBER: 201378875 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HP INC CENTRAL INDEX KEY: 0000047217 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 941081436 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1501 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6508571501 MAIL ADDRESS: STREET 1: 1501 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: HEWLETT PACKARD CO DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-12-07 false 0000047217 HP INC HPQ 0001656242 LORES ENRIQUE C/O HP INC. 1501 PAGE MILL RD PALO ALTO CA 94304 true true false false President and CEO Common Stock 2020-12-07 4 M false 144473.00 A 603684.00 D Common Stock 2020-12-07 4 F false 71634.00 23.68 D 532050.00 D Restricted Stock Units 2020-12-07 4 A false 228041.00 A Common Stock 228041.00 228041.00 D Performance Adjusted Restricted Stock Units 2020-12-07 4 A false 143735.00 A Common Stock 143735.00 143735.00 D Performance Contingent Stock Options 23.68 2020-12-07 4 A false 637460.00 A Common Stock 637460.00 637460.00 D Restricted Stock Units 2020-12-07 4 M false 74398.00 D Common Stock 74398.00 143090.00 D Restricted Stock Units 2020-12-07 4 M false 35219.00 D Common Stock 35219.00 32854.00 D Restricted Stock Units 2020-12-07 4 M false 34856.00 D Common Stock 34856.00 0.00 D Each RSU represents a contingent right to receive one share of HP common stock. 71,634 shares were withheld by HP to satisfy tax withholding on vesting of RSUs. On 12/7/2020, the reporting person was granted 228,041 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. On 12/7/2020, the reporting person was granted 143,735 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date. On 12/6/2019, the reporting person was granted 214,634 RSUs, 71,544 of which vested on 12/7/2020, and of which 71,545 is scheduled to vest on 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,854 vested dividend equivalent rights. On 12/7/2018, the reporting person was granted 98,561 RSUs, 32,853 of which vested on 12/7/2019 and of which vested 32,854 on 12/7/2020 and of which 32,854 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,365 vested dividend equivalent rights. On 12/7/2017, the reporting person was granted 95,374 RSUs, 31,791 of which vested on 12/7/2018 and 12/7/2019 and 31,792 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,064 vested dividend equivalent rights. /s / Ruairidh Ross, Attorney-in-Fact for LORES ENRIQUE 2020-12-09