SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
LORES ENRIQUE

(Last) (First) (Middle)
C/O HP INC.
1501 PAGE MILL ROAD

(Street)
PALO ALTO CA 94304

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/01/2015
3. Issuer Name and Ticker or Trading Symbol
HP INC [ HPQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, PSS
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 0.562 D
Common Stock 980 I By Andbank
Common Stock 3,165 I By Joint Fund Account with Spouse
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) 04/21/2009(1) 04/21/2016(3) Common Stock 20,000 $48.45 D
Employee Stock Option (right to buy) 12/06/2013(1) 12/06/2020(3) Common Stock 45,000 $13.83 D
Employee Stock Option (right to buy) 12/11/2014(2) 12/11/2021(3) Common Stock 25,000 $26.99 D
Employee Stock Option (right to buy) 09/17/2015(1) 12/10/2022(3) Common Stock 30,000 $37.36 D
Employee Stock Option (right to buy) 10/30/2016(4) 10/30/2023(3) Common Stock 217,822 $26.96 D
Restricted Stock Units (7) (7) Common Stock 6,978.8919 (5) D
Restricted Stock Units (6)(8) (8) Common Stock 4,333.1832 (5) D
Restricted Stock Units (6)(9) (9) Common Stock 6,807.8919 (5) D
Restricted Stock Units (10) (10) Common Stock 153,202.1323 (5) D
Restricted Stock Units (11) (11) Common Stock 64,911 (5) D
Explanation of Responses:
1. This option became exercisable beginning on this date.
2. This option will become exercisable in three equal annual installments beginning on this date.
3. This option is no longer exercisable beginning on this date.
4. The performance contingent stock options will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.
5. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
6. On 07/29/15 the Issuer announced approved amendments to certain outstanding long-term incentive awards that were originally scheduled to vest between 09/18/15 and 12/31/15, to provide for the accelerated vesting on 09/17/15.
7. On 07/26/13 the reporting person was granted 20,000 restricted stock units ("RSUs"), 6,666 of which vested on 07/26/14, 6,667 of which vested on 07/26/15, and 6,667 of which will vest on 07/26/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 includes 311.8919 vested dividend equivalent rights accrued but not released since the grant date.
8. On 12/11/13 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 12/11/14, 4,167 of which vested early on 09/17/15, and 4,167 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 includes 166.1832 vested dividend equivalent rights accrued but not released since the grant date.
9. On 12/10/14 the reporting person was granted 10,000 RSUs, 3,333 of which vested early on 09/17/15, 3,333 of which will vest on 12/10/16, and 3,334 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 includes 140.8919 vested dividend equivalent rights accrued but not released since the grant date.
10. On 03/18/15 the reporting person was granted 151,378 RSUs, 50,459 of which will vest on each of 03/18/16 and 03/18/17, and 50,460 of which will vest on 03/18/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 includes 1,824.132 vested dividend equivalent rights accrued but not released since the grant date.
11. On 10/30/15 the reporting person was granted 64,911 RSUs, 21,637 of which will vest on each of 10/30/16, 10/30/17, and 10/30/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock.
Remarks:
Katie Colendich as Attorney-in-Fact for Enrique Lores 11/12/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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