FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HEWLETT PACKARD CO [ HPQ ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 09/19/2014 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 09/19/2014 | M | 7,675 | A | $36.79 | 11,873.22(1) | D | |||
Common Stock | 09/19/2014 | F | 2,885 | D | $36.79 | 8,988.22 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock | (2) | 04/02/2014 | A | 31.6494(3) | (3) | (3) | Common Stock | 31.6494 | (3) | 3,732.0225 | D | ||||
Common Stock | (2) | 09/19/2014 | M | 7,675(4) | (4) | (4) | Common Stock | 7,675 | (4) | 7,673 | D | ||||
Common Stock | (2) | 04/02/2014 | A | 452.1346(5) | (5) | (5) | Common Stock | 452.1346 | (5) | 52,082.8303 | D | ||||
Common Stock | (2) | 04/02/2014 | A | 261.5418(6) | (6) | (6) | Common Stock | 261.5418 | (6) | 30,127.3719 | D | ||||
Common Stock | (2) | 04/02/2014 | A | 63.6877(7) | (7) | (7) | Common Stock | 63.6877 | (7) | 7,143.6596 | D | ||||
Common Stock | (2) | 04/02/2014 | A | 276.408(8) | (8) | (8) | Common Stock | 276.408 | (8) | 31,003.8682 | D |
Explanation of Responses: |
1. The total beneficial ownership also includes the acquisition of 5.0230 shares at $33.4488 per share received on 04/02/14 through dividends paid in shares, and 5.460 shares at $34.1095 per share received on 07/02/14 through dividends paid in shares. |
2. Each restricted stock unit represents a contingent right to receive one share of HP common stock. |
3. As previously reported, on 12/07/11 the reporting person was granted 10,500 Restricted Stock Units ("RSUs"), 3,500 of which vested on each of 12/07/12 and 12/07/13, and 3,500 of which will vest on 12/07/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 31.6494 dividend equivalent rights being reported reflect 15.1205 dividend equivalent rights at $33.61 per RSU credited to the reporting person's account on 04/02/14, and 16.5289 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14. |
4. As previously reported, on 09/19/12 the reporting person was granted 22,100 RSUs, 7,366 of which vested on 09/19/13, 7,367 of which vested on 09/19/14, and 7,367 of which will vest on 09/19/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities beneficially owned immediately prior to the transaction being reported includes 63.6530 dividend equivalent rights at $33.61 per RSU credited to the reporting person's account on 04/02/14, and 69.5821 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14. The number of derivative securities in column 5 includes 308 vested dividend equivalent rights and a de minimus adjustment of 0.4485. |
5. As previously reported, on 11/27/12 the reporting person was granted 50,000 RSUs, 25,000 of which will vest on each of 11/27/14 and 11/27/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 452.1346 dividend equivalent rights being reported reflect 216.0071 dividend equivalent rights at $33.61 per RSU credited to the reporting person's account on 04/02/14, and 236.1275 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14. |
6. As previously reported, on 12/06/12 the reporting person was granted 43,384 RSUs, 14,461 of which vested on 12/06/13, 14,461 of which will vest on 12/06/14, and 14,462 of which will vest on 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 261.5418 dividend equivalent rights being reported reflect 124.9515 dividend equivalent rights at $33.61 per RSU credited to the reporting person's account on 04/02/14, and 136.5903 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14. |
7. As previously reported, on 09/26/13 the reporting person was granted 7,043 RSUs, 2,347 of which will vest on 09/26/14, and 2,348 of which will vest on each of 09/26/15 and 09/26/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 63.6877 dividend equivalent rights being reported reflect 30.4268 dividend equivalent rights at $33.61 per RSU credited to the reporting person's account on 04/02/14, and 33.2609 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14. |
8. As previously reported, on 12/11/13 the reporting person was granted 30,567 RSUs, 10,189 of which will vest on each of 12/11/14, 12/11/15 and 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 276.4080 dividend equivalent rights being reported reflect 132.0538 dividend equivalent rights at $33.61 per RSU credited to the reporting person's account on 04/02/14, and 144.3542 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14. |
Remarks: |
/s/ Katie Colendich as Attorney-in-Fact for Martin Fink | 09/22/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |