-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OAGwoO1FwE1jJsmCmOWW5+IzXPvooGg1rnwY+R0DuzsJLUiRvwHvbyTSebLNs/aI Qhod4LobvcAXh2yC7VCZuw== 0001209191-08-061007.txt : 20081117 0001209191-08-061007.hdr.sgml : 20081117 20081117154032 ACCESSION NUMBER: 0001209191-08-061007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081113 FILED AS OF DATE: 20081117 DATE AS OF CHANGE: 20081117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES INC CENTRAL INDEX KEY: 0000046989 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 510023450 STATE OF INCORPORATION: DE FISCAL YEAR END: 0619 BUSINESS ADDRESS: STREET 1: 1313 NORTH MARKET STREET STREET 2: HERCULES PLAZA CITY: WILMINGTON STATE: DE ZIP: 19894-0001 BUSINESS PHONE: 3025945000 MAIL ADDRESS: STREET 1: 1313 NORTH MARKET STREET STREET 2: HERCULES PLAZA CITY: WILMINGTON STATE: DE ZIP: 19894-0001 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES POWDER CO DATE OF NAME CHANGE: 19680321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIPTON JEFFREY M CENTRAL INDEX KEY: 0001011201 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00496 FILM NUMBER: 081195347 BUSINESS ADDRESS: STREET 1: 13430 NORTHWEST FREEWAY STREET 2: SUITE 1200 CITY: HOUSTON STATE: TX ZIP: 77040-6095 BUSINESS PHONE: 7135076400 MAIL ADDRESS: STREET 1: C/O HERCULES INC STREET 2: 1313 N MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19894 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-11-13 1 0000046989 HERCULES INC HPC 0001011201 LIPTON JEFFREY M 1313 N. MARKET STREET WILMINGTON DE 19894 1 0 0 0 Common Stock 2008-11-13 4 D 0 45454 D 24056 D Common Stock (RSUs) 2008-11-13 4 D 0 24056 20.55 D 0 D Stock Options 8.52 2008-11-13 4 D 0 3000 12.03 D 2002-11-05 2011-11-05 Common Stock 3000 0 D Stock Options 9.49 2008-11-13 4 D 0 3000 11.06 D 2003-11-05 2012-11-05 Common Stock 3000 0 D Stock Options 10.09 2008-11-13 4 D 0 3000 10.46 D 2004-11-04 2013-11-04 Common Stock 3000 0 D Stock Options 14.25 2008-11-13 4 D 0 3000 6.30 D 2005-11-14 2014-11-12 Common Stock 3000 0 D Stock Options 10.82 2008-11-13 4 D 0 3000 9.73 D 2006-11-07 2015-11-07 Commonn Stock 3000 0 D Stock Options 17.81 2008-11-13 4 D 0 3000 2.74 D 2007-10-26 2016-10-26 Common Stock 3000 0 D Stock Options 19.45 2008-11-13 4 D 0 3000 1.10 D 2008-10-29 2017-10-30 Common Stock 3000 0 D Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 10, 2008, among Ashland Inc. ("Ashland"), Ashland Sub One, Inc. and Hercules Incorporated ("Hercules") in exchange for $18.60 in cash per share of Hercules common stock, 0.0930 of a share of Ashland common stock, having a market value of $1.6647 per share on the effective date of the merger, per share of Hercules common stock and cash in lieu of fractional shares of Ashland common stock. /s/ Israel J. Floyd, Acting as Attorney in Fact for Jeffrey M. Lipton 2008-11-17 -----END PRIVACY-ENHANCED MESSAGE-----