-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RkJJT4MUvHoAuBEYMOQcdjc0DBSmZ+lbh2i39lRNdI2U7EtnAwK4kaN34MBHBvFN VgLs51WnnHp3FdliQaxzmg== 0001209191-08-060980.txt : 20081117 0001209191-08-060980.hdr.sgml : 20081117 20081117152501 ACCESSION NUMBER: 0001209191-08-060980 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081113 FILED AS OF DATE: 20081117 DATE AS OF CHANGE: 20081117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES INC CENTRAL INDEX KEY: 0000046989 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 510023450 STATE OF INCORPORATION: DE FISCAL YEAR END: 0619 BUSINESS ADDRESS: STREET 1: 1313 NORTH MARKET STREET STREET 2: HERCULES PLAZA CITY: WILMINGTON STATE: DE ZIP: 19894-0001 BUSINESS PHONE: 3025945000 MAIL ADDRESS: STREET 1: 1313 NORTH MARKET STREET STREET 2: HERCULES PLAZA CITY: WILMINGTON STATE: DE ZIP: 19894-0001 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES POWDER CO DATE OF NAME CHANGE: 19680321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLOYD ISRAEL J CENTRAL INDEX KEY: 0001236547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00496 FILM NUMBER: 081195268 MAIL ADDRESS: STREET 1: 1313 N MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19894 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-11-13 1 0000046989 HERCULES INC HPC 0001236547 FLOYD ISRAEL J HERCULES PLAZA 1313 N. MARKET STREET WILMINGTON DE 19894-0001 0 1 0 0 Secretary and General Counsel Common Stock 2008-11-13 4 D 0 61813 D 0 D Stock Option 37.5625 2008-11-13 4 D 0 7500 D 2008-11-04 2009-05-04 Common Stock 7500 0 D Stock Option 37.5625 2008-11-13 4 D 0 1875 D 2008-11-04 2009-05-04 Common Stock 1875 0 D stock Option 17.25 2008-11-13 4 D 0 40000 3.30 D 2003-02-18 2010-02-18 Common Stock 40000 0 D Stock Option 16.00 2008-11-13 4 D 0 10000 4.55 D 2003-04-28 2010-04-27 Common Stock 10000 0 D Stock Option 11.28 2008-11-13 4 D 0 35500 9.27 D 2004-08-23 2011-08-23 Common Stock 35500 0 D Stock Option 11.91 2008-11-13 4 D 0 25000 8.64 D 2005-05-09 2012-05-09 Common Stock 25000 0 D Stock Option 12.22 2008-11-13 4 D 0 10824 8.33 D 2008-11-13 2016-02-16 Common Stock 10824 0 D Stock Option 21.04 2004-11-13 4 D 0 7336 D 2008-11-13 2017-02-21 Common Stock 7336 0 D Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 10, 2008, among Ashland Inc. ("Ashland"), Ashland Sub One, Inc. and Hercules Incorporated ("Hercules") in exchange for $18.60 in cash per share of Hercules common stock, 0.0930 of a share of Ashland common stock, having a market value of $1.6647 per share on the effective date of the merger, per share of Hercules common stock and cash in lieu of fractional shares of Ashland common stock. This option was assumed by Ashland in the merger and replaced with an option to purchase 7,365 shares of Ashalnd common stock for $38.25 per share. This option was assumed by Ashland in the merger and replaced with an option to purchase 1,841 shares of Ashalnd common stock for $38.25 per share. This option was assumed by Ashland in the merger and replaced with an option to purchase 7,204 shares of Ashland common stock for $21.43 per share. /s/ Israel J. Floyd 2008-11-17 -----END PRIVACY-ENHANCED MESSAGE-----