-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B6g0udNjhwQpzIbm83JKZ1vgO4O95JKFls5Fpkch2CIhEN2QbjXnwj0Shmfew92Q /8xAJfVGjYF5kO7LAaZgBw== 0001209191-06-051131.txt : 20060921 0001209191-06-051131.hdr.sgml : 20060921 20060921162759 ACCESSION NUMBER: 0001209191-06-051131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060920 FILED AS OF DATE: 20060921 DATE AS OF CHANGE: 20060921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES INC CENTRAL INDEX KEY: 0000046989 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 510023450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1313 N MARKET ST STREET 2: HERCULES PLAZA CITY: WILMINGTON STATE: DE ZIP: 19894 BUSINESS PHONE: 3025945000 MAIL ADDRESS: STREET 1: HERCULES PLAZA STREET 2: ROOM 8132 NW CITY: WILMINGTON STATE: DE ZIP: 19894-0001 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES POWDER CO DATE OF NAME CHANGE: 19680321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARRINGTON EDWARD V CENTRAL INDEX KEY: 0001236539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00496 FILM NUMBER: 061102429 MAIL ADDRESS: STREET 1: 1313 N MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19894 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-09-20 0 0000046989 HERCULES INC HPC 0001236539 CARRINGTON EDWARD V HERCULES PLAZA 1313 N. MARKET STREET WILMINGTON DE 19894-0001 0 1 0 0 Vice President, Human Resource Common Stock 2006-09-20 4 M 0 35500 11.28 A 121650 D Common Stock 2006-09-20 4 S 0 100 15.78 D 121550 D Common Stock 2006-09-20 4 S 0 100 15.79 D 121450 D Common Stock 2006-09-20 4 S 0 200 15.81 D 121250 D Common Stock 2006-09-20 4 S 0 200 15.82 D 121050 D Common Stock 2006-09-20 4 S 0 100 15.83 D 120950 D Common Stock 2006-09-20 4 S 0 400 15.84 D 120550 D Common Stock 2006-09-20 4 S 0 7000 15.86 D 113550 D Common Stock 2006-09-20 4 S 0 7600 15.87 D 105950 D Common Stock 2006-09-20 4 S 0 6200 15.88 D 99750 D Common Stock 2006-09-20 4 S 0 13600 15.89 D 86150 D Common Stock 2006-09-20 4 M 0 50000 11.91 A 136150 D Common Stock 2006-09-20 4 S 0 1000 15.84 D 135150 D Common Stock 2006-09-20 4 S 0 7100 15.85 D 128050 D Common Stock 2006-09-20 4 S 0 41900 15.90 D 86150 D Stock Option 11.28 2006-09-20 4 M 0 35500 0.00 D 2002-08-23 2011-08-23 Common Stock 35500 78230 D Stock Option 11.91 2006-09-20 4 M 0 50000 0.00 D 2003-05-09 2012-05-09 Common Stock 50000 28230 D The sales and stock option exercises reported on this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2006. Three year staggered vesting period in 40%, 40% and 20% increments beginning 8/23/2002. Three year staggered vesting period in 40%, 40% and 20% increments beginning 5/9/2003. /s/ Richard G. Dahlen Acting As Attorney in Fact for Edward V. Carrington 2006-09-21 -----END PRIVACY-ENHANCED MESSAGE-----