-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sngsmm2KNLVV/GyBxmpbUAC5dEYq3glIpOWxPGDbUy8mXoydjDSPa8ebf61uCEIh WvA4owUP30/P2YRx1JY1rw== 0000950131-99-002503.txt : 19990426 0000950131-99-002503.hdr.sgml : 19990426 ACCESSION NUMBER: 0000950131-99-002503 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HELLER FINANCIAL INC CENTRAL INDEX KEY: 0000046738 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 361208070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-58723 FILM NUMBER: 99599996 BUSINESS ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3124417000 MAIL ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 FORMER COMPANY: FORMER CONFORMED NAME: HELLER WALTER E & CO /NEW/ DATE OF NAME CHANGE: 19850503 424B3 1 PRICING SUPPLEMENTS 21, 22 & 23 Rule 424(b)(3) File No. 333-58723 Pricing Supplement No. 21 Dated: April 21, 1999 (To Prospectus dated July 17, 1998 Prospectus Supplement dated August 28, 1998) U.S.$5,000,000,000 Heller Financial, Inc. Medium-Term Notes, Series I (Registered Notes- Floating Rate) Due From Nine Months to Thirty Years From Date of Issue Principal Amount: $300,000,000 Issue Price: 100.00% Original Issue Date: April 27, 1999 Stated Maturity Date: April 28, 2003 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [] Commercial Paper Rate [X] LIBOR [] Treasury Rate [] Federal Funds Rate [] Prime Rate [] Other: Interest Reset Period: Quarterly Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement): The 28th day of April, July, October, and January, beginning July 28, 1999 up to but excluding the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement): The 28th day of April, July, October, and January, beginning July 28, 1999 up to and including the Stated Maturity Date. Interest Determination Date(s): Two London Banking Days prior to each Interest Reset Date Initial Interest Rate: To be determined Index Maturity: 3 Month Libor Rule 424(b)(3) File No. 333-58723 Pricing Supplement No. 21 Dated: April 21, 1999 (To Prospectus dated July 17, 1998 Prospectus Supplement dated August 28, 1998) Day Count Convention: Act/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): +.26% Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .18153% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 21 UNDER MTN-SERIES I PROGRAM: $1,408,375,000.00 b) CUSIP #42333HLF7 Agent: Chase Securities Inc. 270 Park Avenue New York, New York 10017 Rule 424(b)(3) File No. 333-58723 Pricing Supplement No. 22 Dated: April 22, 1999 (To Prospectus dated July 17, 1998 Prospectus Supplement dated August 28, 1998) U.S.$5,000,000,000 Heller Financial, Inc. Medium-Term Notes, Series I (Registered Notes- Floating Rate) Due From Nine Months to Thirty Years From Date of Issue Principal Amount: $50,000,000 Issue Price: 100.00% Original Issue Date: April 27, 1999 Stated Maturity Date: April 28, 2003 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [] Commercial Paper Rate [X] LIBOR [] Treasury Rate [] Federal Funds Rate [] Prime Rate [] Other: Interest Reset Period: Quarterly Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement): The 28th day of April, July, October, and January, beginning July 28, 1999 up to but excluding the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement): The 28th day of April, July, October, and January, beginning July 28, 1999 up to and including the Stated Maturity Date. Interest Determination Date(s): Two London Banking Days prior to each Interest Reset Date Initial Interest Rate: To be determined Rule 424(b)(3) File No. 333-58723 Pricing Supplement No. 22 Dated: April 22, 1999 (To Prospectus dated July 17, 1998 Prospectus Supplement dated August 28, 1998) Index Maturity: 3 Month Libor Day Count Convention: Act/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): +.23% Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .18164% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 22 UNDER MTN-SERIES I PROGRAM: $1,708,375,000.00 b) CUSIP #42333HLG5 Agent: Chase Securities Inc. 270 Park Avenue New York, New York 10017 Rule 424(b)(3) File No. 333-58723 Pricing Supplement No. 23 Dated: April 22, 1999 (To Prospectus dated July 17, 1998 Prospectus Supplement dated August 28, 1998) U.S.$5,000,000,000 Heller Financial, Inc. Medium-Term Notes, Series I (Registered Notes- Floating Rate) Due From Nine Months to Thirty Years From Date of Issue Principal Amount: $75,000,000 Issue Price: 100.00% Original Issue Date: April 26, 1999 Stated Maturity Date: April 26, 2002 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [] Commercial Paper Rate [X] LIBOR [] Treasury Rate [] Federal Funds Rate [] Prime Rate [] Other: Interest Reset Period: Quarterly Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement): The 26th day of April, July, October, and January, beginning July 26, 1999 up to but excluding the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement): The 26th day of April, July, October, and January, beginning July 26, 1999 up to and including the Stated Maturity Date. Interest Determination Date(s): Two London Banking Days prior to each Interest Reset Date Initial Interest Rate: 5.1775% Index Maturity: 3 Month Libor Rule 424(b)(3) File No. 333-58723 Pricing Supplement No. 23 Dated: April 22, 1999 (To Prospectus dated July 17, 1998 Prospectus Supplement dated August 28, 1998) Day Count Convention: Act/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): +.18% Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .1381% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 23 UNDER MTN-SERIES I PROGRAM: $1,758,375,000.00 b) CUSIP #42333HLH3 Agent: Barclays Capital 222 Broadway, 7th Floor New York, New York 10038 -----END PRIVACY-ENHANCED MESSAGE-----