-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EB5eHE4B/NJcaSV8dWJCTJEEVVpZxuof7Xw97rzcBu2upPLO582Fp+lPmPN4opjG pcASm96WaT9XgAHkHVpSow== 0000950131-98-003267.txt : 19980514 0000950131-98-003267.hdr.sgml : 19980514 ACCESSION NUMBER: 0000950131-98-003267 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980513 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: HELLER FINANCIAL INC CENTRAL INDEX KEY: 0000046738 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 361208070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-38545 FILM NUMBER: 98618752 BUSINESS ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3124417000 MAIL ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 FORMER COMPANY: FORMER CONFORMED NAME: HELLER WALTER E & CO /NEW/ DATE OF NAME CHANGE: 19850503 424B3 1 PRICING SUPPLEMENT NO. 9 Rule 424(b)(3) File No. 333-38545 Pricing Supplement No. 9 Dated: May 11, 1998 (To Prospectus dated October 30, 1997 Prospectus Supplement dated November 17, 1997) U.S.$2,500,000,000 Heller Financial, Inc. Medium-Term Notes, Series H (Registered Notes -Floating Rate) Due From Nine Months to Thirty Years From Date of Issue Principal Amount: $50,000,000 Issue Price: 100% Original Issue Date: May 14, 1998 Stated Maturity Date: December 1, 1999 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [] Commercial Paper Rate [X] LIBOR [] Treasury Rate [] Federal Funds Rate [] Prime Rate [] Other: Interest Reset: Quarterly Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement): The 1st day of June, September, December and March, beginning June 1, 1998 up to but excluding the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement): The 1st day of June, September, December and March, beginning June 1, 1998 up to and including the Stated Maturity Date. Interest Determination Date(s): Two London Banking Days prior to each Interest Reset Date. Rule 424(b)(3) File No. 333-38545 Pricing Supplement: No. 9 Dated: April 6, 1998 (To Prospectus dated October 30, 1997 Prospectus Supplement dated November 17, 1997) Initial Interest Rate: 5.76063% Index Maturity: 1 month Libor until June 1, 1998 thereafter 3 month Libor Day Count Convention: Act/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): +.12% Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .0736% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 9 UNDER MTN-SERIES H PROGRAM: $1,175,000,000 b) CUSIP #42333HJR4 Agent: J. P. Morgan Securities Inc. 60 Wall Street New York, New York 10260 -----END PRIVACY-ENHANCED MESSAGE-----