-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AoouEcjNa7fHy6hq8CGXOGN1yZuCbVOsgKkM9KtuPJNw5n9lPVCUcT6n0wKrilyW VeXanaMQHt4xeWKMVfJJ2A== 0000950131-97-006819.txt : 19971117 0000950131-97-006819.hdr.sgml : 19971117 ACCESSION NUMBER: 0000950131-97-006819 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971114 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: HELLER FINANCIAL INC CENTRAL INDEX KEY: 0000046738 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 361208070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-38545 FILM NUMBER: 97719102 BUSINESS ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3124417000 MAIL ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 FORMER COMPANY: FORMER CONFORMED NAME: HELLER WALTER E & CO /NEW/ DATE OF NAME CHANGE: 19850503 424B3 1 PRICING SUPPLEMENT NO. 69 Rule 424(b)(3) File No. 333-38545 Pricing Supplement No. 69 Dated: November 6, 1997 (To Prospectus dated October 30, 1997 Prospectus Supplement dated November 4, 1997) U.S.$2,500,000,000 Heller Financial, Inc. Medium-Term Notes, Series G (Registered Notes - Floating Rate) Due From Nine Months to Thirty Years From Date of Issue Principal Amount: $100,000,000 Issue Price: 100% Original Issue Date: November 13, 1997 Stated Maturity Date: November 15, 1999 Form: [X] Book-Entry [] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [] Yes [] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [] Commercial Paper Rate [] LIBOR [] Treasury Rate [X] Federal Funds Rate [] Prime Rate [] Other: Interest Reset Period: Daily Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement): Daily using previous day Fed Funds up to but excluding the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement): The 15th day of February, May, August and November of each year beginning February 15, 1998 up to and including the Stated Maturity Date. Interest Determination Date(s): Daily Fed Funds - previous day Fed Funds. Rule 424(b)(3) File No. 333-38545 Pricing Supplement No. 69 Dated: November 6, 1997 (To Prospectus dated October 30, 1997 Prospectus Supplement dated November 4, 1997) Initial Interest Rate: To be determined Index Maturity: Daily Day Count Convention: Act/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-):+.40% Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .094% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 69 UNDER MTN-SERIES G PROGRAM: $2,258,250,000.00 b) CUSIP #42333HJE3 Agent: Lehman Brothers Inc. Three World Finanical Center 12th Floor New York, New York -----END PRIVACY-ENHANCED MESSAGE-----