-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T00pBcvfpBeCpIqVP4H5yrM3SCT26V1z8MjPieyYRLhKYgfRdyxqEY5LIvVVkBsN BN1R8uVFSCMfwu8QPxe9UQ== 0000950131-97-006818.txt : 19971117 0000950131-97-006818.hdr.sgml : 19971117 ACCESSION NUMBER: 0000950131-97-006818 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971114 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: HELLER FINANCIAL INC CENTRAL INDEX KEY: 0000046738 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 361208070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-38545 FILM NUMBER: 97719101 BUSINESS ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3124417000 MAIL ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 FORMER COMPANY: FORMER CONFORMED NAME: HELLER WALTER E & CO /NEW/ DATE OF NAME CHANGE: 19850503 424B3 1 PRICING SUPPLEMENT NO. 68 Rule 424(b)(3) File No. 333-38545 Pricing Supplement No. 68 Dated: November 6, 1997 (To Prospectus dated October 30, 1997 Prospectus Supplement dated November 4, 1997) U.S.$2,500,000,000 Heller Financial, Inc. Medium-Term Notes, Series G (Registered Notes - Floating Rate) Due From Nine Months to Thirty Years From Date of Issue Principal Amount: $100,000,000 Issue Price: 100% Original Issue Date: November 12, 1997 Stated Maturity Date: May 7, 1999 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [] Commercial Paper Rate [X] LIBOR [] Treasury Rate [] Federal Funds Rate [] Prime Rate [] Other: Interest Reset Period: Quarterly Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement): Each Business Day, up to but excluding the Stated Maturity Date, provided that there will be a Two Business Day cutoff prior to each Interest Payment Date and the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement): The 7th day of February, May, August and November of each year beginning February 9, 1998 up to and including the Stated Maturity Date. Interest Determination Date(s): Two London Banking Days prior to each Interest Reset Date. Rule 424(b)(3) File No. 333-38545 Pricing Supplement No. 68 Dated: November 6, 1997 (To Prospectus dated October 30, 1997 Prospectus Supplement dated November 4, 1997) Initial Interest Rate: To be determined Index Maturity: N/A Day Count Convention: Act/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-):+.125% Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .071% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 68 UNDER MTN-SERIES G PROGRAM: $2,158,250,000.00 b) CUSIP #42333HJD5 Agent: Merrill Lynch & Co. 250 Vesey Street New York, NY 10281 -----END PRIVACY-ENHANCED MESSAGE-----