-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UkvU4KkFuWsv1bczidM3uvGl8fp3nxFrlZ8azLXpV6JnhD27txB0mwOya6QhXSAp nnp+I2LGI2mirYwNDs6Xew== 0000950131-97-002197.txt : 19970329 0000950131-97-002197.hdr.sgml : 19970329 ACCESSION NUMBER: 0000950131-97-002197 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970328 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: HELLER FINANCIAL INC CENTRAL INDEX KEY: 0000046738 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 361208070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 033-62479 FILM NUMBER: 97568085 BUSINESS ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3124417000 MAIL ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 FORMER COMPANY: FORMER CONFORMED NAME: HELLER WALTER E & CO /NEW/ DATE OF NAME CHANGE: 19850503 424B3 1 PRICING SUPPLEMENTS NO. 44 - 46 Rule 424(b)(3) File No. 33-62479 Pricing Supplement: No. 44 Dated: March 20, 1997 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) U.S.$2,500,000,000 Heller Financial, Inc. Medium-Term Notes, Series G (Registered Notes - Floating Rate) Due From Nine Months to Thirty Years From Date of Issue Principal Amount: $50,000,000 Issue Price: 100 % Original Issue Date: March 27, 1997 Stated Maturity Date: April 1, 1999 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [] Commercial Paper Rate [X] LIBOR [] Treasury Rate [] Federal Funds Rate [] Prime Rate [] Other: Interest Reset Period: Monthly Interest Payment Period: Monthly Interest Reset Dates: (If other than as specified in the Prospectus Supplement): The 1st day of each month, beginning May 1, 1997, up to but excluding the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement): The 1st day of each month, beginning May 1, 1997, up to and including the Stated Maturity Date. Interest Determination Date(s): Two London Banking Days prior to each interest Reset Date. Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 44 Dated: March 20, 1997 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) Initial Interest Rate: To be determined Index Maturity: 1- month Day Count Convention: Act/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): +.14% Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Discount or Commission: .096% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 44 UNDER MTN-SERIES G PROGRAM: $1,329,750,000.00 b) CUSIP #42333HHD7 Agent: Lehman Brothers Inc. Chase Securities Inc. Three World Financal Center, 12th Floor and 270 Park Avenue New York, New York 100285 New York, New York 10017 Rule 424(b)(3) File No. 33-62479 Pricing Supplement: No. 45 Dated: March 24, 1997 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) U.S.$2,500,000,000 Heller Financial, Inc. Medium-Term Notes, Series G (Registered Notes - Floating Rate) Due From Nine Months to Thirty Years From Date of Issue Principal Amount: $150,000,000 Issue Price: 100 % Original Issue Date: March 27, 1997 Stated Maturity Date: April 15, 1998 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [] Commercial Paper Rate [] LIBOR [] Treasury Rate [] Federal Funds Rate [X] Prime Rate [] Other: Interest Reset Period: Daily Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement): Each Business Day, up to but excluding the Stated Maturity Date, provided that there will be a 2 Business Day cutoff prior to each Interest Payment Date and the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement): July 15, 1997, October 15, 1997, January 15, 1998 and the Stated Maturity Date Interest Determination Date(s): Daily- prior day Prime Rate. Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 45 Dated: March 24, 1997 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) Initial Interest Rate: To be determined Index Maturity: Daily Day Count Convention: Act/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): -2.70% Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .06% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 45 UNDER MTN-SERIES G PROGRAM: $1,379,750,000.00 b) CUSIP #42333HHE5 Agent: Lehman Brothers Inc. Three World Financal Center, 12th Floor and New York, New York 100285 Rule 424(b)(3) File No. 33-62479 Pricing Supplement: No. 46 Dated: March 24, 1997 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) U.S.$2,500,000,000 Heller Financial, Inc. Medium-Term Notes, Series G (Registered Notes - Floating Rate) Due From Nine Months to Thirty Years From Date of Issue Principal Amount: $50,000,000 Issue Price: 100 % Original Issue Date: March 27, 1997 Stated Maturity Date: April 7, 1998 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [] Commercial Paper Rate [] LIBOR [] Treasury Rate [] Federal Funds Rate [X] Prime Rate [] Other: Interest Reset Period: Daily Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement): Each Business Day, up to but excluding the Stated Maturity Date, provided that there will be a 2 Business Day cutoff prior to each Interest Payment Date and the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement): July 7, 1997, October 7, 1997, January 7, 1998 and the Stated Maturity Date Interest Determination Date(s): Daily- prior day Prime Rate. Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 46 Dated: March 24, 1997 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) Initial Interest Rate: To be determined Index Maturity: Daily Day Count Convention: Act/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): -2.70% Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .06% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 46 UNDER MTN-SERIES G PROGRAM: $1,529,750,000.00 b) CUSIP #42333HHF2 Agent: Merrill Lynch & Co. 250 Vesey Street New York, NY 10281 -----END PRIVACY-ENHANCED MESSAGE-----