-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O4RKWk13/MmXFqqXwTf9ITOG1XZS7HPkbav7wtaNIFGFVltszMsQcEzXGifpkxbL ehNt8qBfoN8S3b140M4mYg== 0000950131-95-002805.txt : 19951010 0000950131-95-002805.hdr.sgml : 19951010 ACCESSION NUMBER: 0000950131-95-002805 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19951006 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: HELLER FINANCIAL INC CENTRAL INDEX KEY: 0000046738 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 361208070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 033-58716 FILM NUMBER: 95579055 BUSINESS ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3124417000 MAIL ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 FORMER COMPANY: FORMER CONFORMED NAME: HELLER WALTER E & CO /NEW/ DATE OF NAME CHANGE: 19850503 424B3 1 PRICING SUPPLEMENT Rule 424(b)(3) File No. 33-58716 Pricing Supplement No. 43 Dated: October 2, 1995 (To Prospectus dated March 17, 1993 and Prospectus Supplement dated March 31, 1993) U.S.$2,500,000,000 HELLER FINANCIAL, INC. MEDIUM-TERM NOTES, SERIES F (REGISTERED NOTES - FLOATING RATE) DUE FROM NINE MONTHS TO THIRTY YEARS FROM DATE OF ISSUE Principal Amount: $50,000,000 Issue Price: 100% Original Issue Date: October 5, 1995 Stated Maturity Date: October 7, 1996 Form: [X] Book-Entry [_] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [_] Yes [_] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [_] Commercial Paper Rate [_] LIBOR [_] Treasury Rate [X] Federal Funds Rate [_] Prime Rate [_] Other: Interest Reset Period: Daily (Weighted Average) Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement) Each Business Day, up to but excluding the Stated Maturity Date, provided that there will be a 2 Business Day cutoff prior to each Interest Payment Date and the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement) The 7th day of January, April July and October of 1996, commencing January 7, 1996, up to and including the Stated Maturity Date. Rule 424(b)(3) File No. 33-58716 Pricing Supplement No.: 43 Dated: October 2, 1995 (To Prospectus dated March 17, 1993 and Prospectus Supplement dated March 31, 1993) Interest Determination Date(s): Daily Initial Interest Rate: To be determined Index Maturity: Daily Day Count Convention: A/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): .20% Spread Multiplier: N/A Optional Redemption: [_] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [_] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [_] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .05% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 43, UNDER MTN-SERIES F PROGRAM: $1,243,000,000 b) CUSIP #: 42333H Agent: Lehman Brothers Three World Financial Center 12th Floor New York, New York 10285 Rule 424(b)(3) File No. 33-58716 Pricing Supplement No. 44 Dated: October 2, 1995 (To Prospectus dated March 17, 1993 and Prospectus Supplement dated March 31, 1993) U.S.$2,500,000,000 HELLER FINANCIAL, INC. MEDIUM-TERM NOTES, SERIES F (REGISTERED NOTES - FLOATING RATE) DUE FROM NINE MONTHS TO THIRTY YEARS FROM DATE OF ISSUE Principal Amount: $35,000,000 Issue Price: 100% Original Issue Date: October 5, 1995 Stated Maturity Date: October 7, 1996 Form: [X] Book-Entry [_] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [_] Yes [_] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [_] Commercial Paper Rate [_] LIBOR [_] Treasury Rate [X] Federal Funds Rate [_] Prime Rate [_] Other: Interest Reset Period: Daily Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement) Each Business Day, up to but excluding the Stated Maturity Date, provided that there will be a 2 Business Day cutoff prior to each Interest Payment Date and the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement) The 7th day of January, April July and October of 1996, commencing January 7, 1996, up to and including the Stated Maturity Date. Rule 424(b)(3) File No. 33-58716 Pricing Supplement No.: 44 Dated: October 2, 1995 (To Prospectus dated March 17, 1993 and Prospectus Supplement dated March 31, 1993) Interest Determination Date(s): Daily Initial Interest Rate: To be determined Index Maturity: Daily Day Count Convention: A/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): .20% Spread Multiplier: N/A Optional Redemption: [_] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [_] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [_] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .05% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 44, UNDER MTN-SERIES F PROGRAM: $1,293,000,000 b) CUSIP #: 42333HFC1 Agent: Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Rule 424(b)(3) File No. 33-58716 Pricing Supplement No. 45 Dated: October 2, 1995 (To Prospectus dated March 17, 1993 and Prospectus Supplement dated March 31, 1993) U.S.$2,500,000,000 HELLER FINANCIAL, INC. MEDIUM-TERM NOTES, SERIES F (REGISTERED NOTES - FLOATING RATE) DUE FROM NINE MONTHS TO THIRTY YEARS FROM DATE OF ISSUE Principal Amount: $25,000,000 Issue Price: 100% Original Issue Date: October 5, 1995 Stated Maturity Date: October 7, 1996 Form: [X] Book-Entry [_] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [_] Yes [_] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [_] Commercial Paper Rate [_] LIBOR [_] Treasury Rate [_] Federal Funds Rate [X] Prime Rate [_] Other: Interest Reset Period: Daily Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement) Each Business Day, up to but excluding the Stated Maturity Date, provided that there will be a 2 Business Day cutoff prior to each Interest Payment Date and the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement) The 7th day of January, April July and October of 1996, commencing January 7, 1996, up to and including the Stated Maturity Date. Rule 424(b)(3) File No. 33-58716 Pricing Supplement No.: 45 Dated: October 2, 1995 (To Prospectus dated March 17, 1993 and Prospectus Supplement dated March 31, 1993) Interest Determination Date(s): Daily Initial Interest Rate: To be determined Index Maturity: Daily Day Count Convention: A/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): - 2.75% Spread Multiplier: N/A Optional Redemption: [_] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [_] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [_] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .05% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 45, UNDER MTN-SERIES F PROGRAM: $1,328,000,000 b) CUSIP #: 42333HFD9 Agent: Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Rule 424(b)(3) File No. 33-58716 Pricing Supplement No. 46 Dated: October 2, 1995 (To Prospectus dated March 17, 1993 and Prospectus Supplement dated March 31, 1993) U.S.$2,500,000,000 HELLER FINANCIAL, INC. MEDIUM-TERM NOTES, SERIES F (REGISTERED NOTES - FLOATING RATE) DUE FROM NINE MONTHS TO THIRTY YEARS FROM DATE OF ISSUE Principal Amount: $50,000,000 Issue Price: 100% Original Issue Date: October 5, 1995 Stated Maturity Date: October 7, 1996 Form: [X] Book-Entry [_] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [_] Yes [_] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [_] Commercial Paper Rate [X] LIBOR [_] Treasury Rate [_] Federal Funds Rate [_] Prime Rate [_] Other: Interest Reset Period: Quarterly Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement) The 7th day of January, April and July of 1996. Interest Payment Dates: (If other than as specified in the Prospectus Supplement) The 7th day of January, April July and October of 1996, commencing January 7, 1996, up to and including the Stated Maturity Date. Rule 424(b)(3) File No. 33-58716 Pricing Supplement No.: 46 Dated: October 2, 1995 (To Prospectus dated March 17, 1993 and Prospectus Supplement dated March 31, 1993) Interest Determination Date(s): 2 London Banking Days prior to each Interest Payment Date. Initial Interest Rate: 5.9875% Index Maturity: Quarterly Day Count Convention: A/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): + .05% Spread Multiplier: N/A Optional Redemption: [_] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [_] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [_] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .05% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 46, UNDER MTN-SERIES F PROGRAM: $1,353,000,000 b) CUSIP #: 42333HFE7 Agent: Merrill Lynch & Co. 250 Vesey Street New York, NY 10281 Rule 424(b)(3) File No. 33-58716 Pricing Supplement No. 47 Dated: October 2, 1995 (To Prospectus dated March 17, 1993 and Prospectus Supplement dated March 31, 1993) U.S.$2,500,000,000 HELLER FINANCIAL, INC. MEDIUM-TERM NOTES, SERIES F (REGISTERED NOTES - FLOATING RATE) DUE FROM NINE MONTHS TO THIRTY YEARS FROM DATE OF ISSUE Principal Amount: $10,000,000 Issue Price: 100% Original Issue Date: October 5, 1995 Stated Maturity Date: October 7, 1996 Form: [X] Book-Entry [_] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [_] Yes [_] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [_] Commercial Paper Rate [_] LIBOR [_] Treasury Rate [_] Federal Funds Rate [X] Prime Rate [_] Other: Interest Reset Period: Daily Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement) Each Business Day, up to but excluding the Stated Maturity Date, provided that there will be a 1 Business Day cutoff prior to each Interest Payment Date and the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement) The 7th day of January, April July and October of 1996, commencing January 7, 1996, up to and including the Stated Maturity Date. Rule 424(b)(3) File No. 33-58716 Pricing Supplement No.: 47 Dated: October 2, 1995 (To Prospectus dated March 17, 1993 and Prospectus Supplement dated March 31, 1993) Interest Determination Date(s): Daily. Initial Interest Rate: To be determined. Index Maturity: Daily Day Count Convention: A/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): + .05% Spread Multiplier: N/A Optional Redemption: [_] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [_] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [_] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .05% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 47, UNDER MTN-SERIES F PROGRAM: $1,403,000,000 b) CUSIP #: 42333HFF4 Agent: J.P. Morgan Securities, Inc. 60 Wall Street New York, NY 10260-0060 Rule 424(b)(3) File No. 33-58716 Pricing Supplement No. 48 Dated: October 2, 1995 (To Prospectus dated March 17, 1993 and Prospectus Supplement dated March 31, 1993) U.S.$2,500,000,000 HELLER FINANCIAL, INC. MEDIUM-TERM NOTES, SERIES F (REGISTERED NOTES - FLOATING RATE) DUE FROM NINE MONTHS TO THIRTY YEARS FROM DATE OF ISSUE Principal Amount: $15,000,000 Issue Price: 100% Original Issue Date: October 5, 1995 Stated Maturity Date: October 8, 1996 Form: [X] Book-Entry [_] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [_] Yes [_] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [_] Commercial Paper Rate [_] LIBOR [_] Treasury Rate [X] Federal Funds Rate [_] Prime Rate [_] Other: Interest Reset Period: Daily Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement) Each Business Day, up to but excluding the Stated Maturity Date, provided that there will be a 2 Business Day cutoff prior to each Interest Payment Date and the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement) January 3, April 8, July 3 and October 8, 1996 Rule 424(b)(3) File No. 33-58716 Pricing Supplement No.: 48 Dated: October 2, 1995 (To Prospectus dated March 17, 1993 and Prospectus Supplement dated March 31, 1993) Interest Determination Date(s): Daily Initial Interest Rate: To be determined. Index Maturity: Daily Day Count Convention: A/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): + .20% Spread Multiplier: N/A Optional Redemption: [_] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [_] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [_] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .05% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 48, UNDER MTN-SERIES F PROGRAM: $1,413,000,000 b) CUSIP #: 42333HFG2 Agent: BA Securities, Inc. 231 South LaSalle Street Chicago, IL 60697 -----END PRIVACY-ENHANCED MESSAGE-----