-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DIfnH3gYqhAoSM8bSHjDBsmsHs8oUHMBsw3xM7NQa6F7eQjqK9Mp2SyyztNG0Crb 8gbz8Ul2R71Owke7S0HlYQ== 0000950131-97-001964.txt : 19970325 0000950131-97-001964.hdr.sgml : 19970325 ACCESSION NUMBER: 0000950131-97-001964 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970321 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: HELLER FINANCIAL INC CENTRAL INDEX KEY: 0000046738 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 361208070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 033-62479 FILM NUMBER: 97560228 BUSINESS ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3124417000 MAIL ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 FORMER COMPANY: FORMER CONFORMED NAME: HELLER WALTER E & CO /NEW/ DATE OF NAME CHANGE: 19850503 424B3 1 PRICING SUPPLEMENTAL Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 34 Dated: March 14, 1997 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) U.S.$2,500,000,000 Heller Financial, Inc. Medium-Term Notes, Series G (Registered Notes - Floating Rate) Due From Nine Months to Thirty Years From Date of Issue Principal Amount: $20,000,000 Issue Price: 100 % Original Issue Date: March 19, 1997 Stated Maturity Date: March 19, 2002 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [ ] Commercial Paper Rate [X] LIBOR [ ] Treasury Rate [ ] Federal Funds Rate [ ] Prime Rate [ ] Other: Interest Reset Period: Quarterly Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement): The 19th day of March, June, September and December of each year, beginning June 19, 1997, up to but excluding the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement): The 19th day of March, June, September and December of each year, beginning June 19, 1997, up to and including the Stated Maturity Date. Interest Determination Date(s): Two London Banking Days prior to each Interest Reset Date. Initial Interest Rate: 5.84766 % Index Maturity: 3 Month. Day Count Convention: Act/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): +.25% Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .21538%. Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 34 UNDER MTN-SERIES G PROGRAM: $1,155,750,000.00. b) CUSIP #42333HGT3 Agent: Chase Securities Inc 270 Park Avenue New York, New York 10017 Rule 424(b)(3) File No. 33-62479 Dated: March 14, 1997 Pricing Supplement No. 35 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) U.S.$2,500,000,000 Heller Financial, Inc. Medium-Term Notes, Series G (Registered Notes - Floating Rate) Due From Nine Months to Thirty Years From Date of Issue Principal Amount: $14,000,000 Issue Price: 100 % Original Issue Date: March 19, 1997 Stated Maturity Date: March 20, 2000 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [ ] Commercial Paper Rate [X] LIBOR [ ] Treasury Rate [ ] Federal Funds Rate [ ] Prime Rate [ ] Other: Interest Reset Period: Quarterly Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement): The 20th day of March, June, September and December of each year, beginning June 20, 1997, up to but excluding the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement): The 20th day of March, June, September and December of each year, beginning June 20, 1997, up to and including the Stated Maturity Date. Interest Determination Date(s): Two London Banking Days prior to each Interest Reset Date. Initial Interest Rate: 5.74766 % Index Maturity: 3 Month. Day Count Convention: Act/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): +.15% Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .13703%. Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 35 UNDER MTN-SERIES G PROGRAM: $1,189,750,000.00 b) CUSIP #42333HGU/O/ Agent: Chase Securities Inc 270 Park Avenue New York, New York 10017 Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 36 Dated: March 14, 1997 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) U.S.$2,500,000,000 Heller Financial, Inc. Medium-Term Notes, Series G (Registered Notes - Floating Rate) Due From Nine Months to Thirty Years From Date of Issue Principal Amount: $25,000,000 Issue Price: 100 % Original Issue Date: March 19, 1997 Stated Maturity Date: March 19, 2001 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [ ] Commercial Paper Rate [X] LIBOR [ ] Treasury Rate [ ] Federal Funds Rate [ ] Prime Rate [ ] Other: Interest Reset Period: Quarterly Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement): The 19th day of March, June, September and December of each year, beginning June 19, 1997, up to but excluding the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement): The 19th day of March, June, September and December of each year, beginning June 19, 1997, up to and including the Stated Maturity Date. Interest Determination Date(s): Two London Banking Days prior to each Interest Reset Date. Initial Interest Rate: 5.79766 % Index Maturity: 3 Month. Day Count Convention: Act/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): +.20% Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .18%. Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 36 UNDER MTN-SERIES G PROGRAM: $1,189,750,000.00. b) CUSIP #42333HGV8 Agent: Merrill Lynch & Co. 250 Vesey Street New York, NY 10281 Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 37 Dated: March 14, 1997 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) U.S.$2,500,000,000 Heller Financial, Inc. Medium-Term Notes, Series G (Registered Notes - Floating Rate) Due From Nine Months to Thirty Years From Date of Issue Principal Amount: $15,000,000 Issue Price: 100 % Original Issue Date: March 19, 1997 Stated Maturity Date: March 19, 1999 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [ ] Commercial Paper Rate [X] LIBOR [ ] Treasury Rate [ ] Federal Funds Rate [ ] Prime Rate [ ] Other: Interest Reset Period: Quarterly Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement): The 19th day of March, June, September and December of each year, beginning June 19, 1997, up to but excluding the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement): The 19th day of March, June, September and December of each year, beginning June 19, 1997, up to and including the Stated Maturity Date. Interest Determination Date(s): Two London Banking Days prior to each Interest Reset Date. Initial Interest Rate: 5.68766 % Index Maturity: 3 Month. Day Count Convention: Act/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): +.09% Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .0953%. Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 37 UNDER MTN-SERIES G PROGRAM: $1,214,750.00. b) CUSIP #42333HGW6 Agent: Goldman, Sachs & Co. 85 Broad Street 27th Floor New York, New York 10004 Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 38 Dated: March 14, 1997 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) U.S.$2,500,000,000 Heller Financial, Inc. Medium-Term Notes, Series G (Registered Notes - Fixed Rate) Due From Nine Months to Thirty Years From Date of Issue Principal Amount: $10,000,000 Issue Price: 100 % Original Issue Date: March 19, 1997 Stated Maturity Date: March 20, 2000 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [ ] Commercial Paper Rate [ ] LIBOR [ ] Treasury Rate [ ] Federal Funds Rate [ ] Prime Rate [X] Other: Fixed Interest Reset Period: N/A Interest Payment Period: Semi-Annual Interest Reset Dates: (If other than as specified in the Prospectus Supplement): N/A Interest Payment Dates: (If other than as specified in the Prospectus Supplement): The 20th day of March and September of each year, beginning September 22, 1997, up to and including the Stated Maturity Date. Interest Determination Date(s): N/A Initial Interest Rate: 6.70% Index Maturity: N/A. Day Count Convention: 30/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-):N/A Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .125%. Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 38 UNDER MTN-SERIES G PROGRAM: $1,229,750.00. b) CUSIP #42333HGX4 Agent: Goldman, Sachs & Co. 85 Broad Street 27th Floor New York, New York 10004 Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 39 Dated: March 14, 1997 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) U.S.$2,500,000,000 Heller Financial, Inc. Medium-Term Notes, Series G (Registered Notes - Fixed Rate) Due From Nine Months to Thirty Years From Date of Issue Principal Amount: $40,000,000 Issue Price: 100 % Original Issue Date: March 19, 1997 Stated Maturity Date: March 19, 2002 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [ ] Commercial Paper Rate [ ] LIBOR [ ] Treasury Rate [ ] Federal Funds Rate [ ] Prime Rate [X] Other: Fixed Interest Reset Period: N/A Interest Payment Period: Semi-Annual Interest Reset Dates: (If other than as specified in the Prospectus Supplement): N/A. Interest Payment Dates: (If other than as specified in the Prospectus Supplement): The 19th day of March and September of each year, beginning September 19, 1997, up to and including the Stated Maturity Date. Interest Determination Date(s): N/A Initial Interest Rate:7.00% Index Maturity: N/A. Day Count Convention: 30/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-):N/A Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .208% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 39 UNDER MTN-SERIES G PROGRAM: $1,239,750,000.00. b) CUSIP #42333HGY2 Agent: Goldman, Sachs & Co. 85 Broad Street 27th Floor New York, New York 10004 -----END PRIVACY-ENHANCED MESSAGE-----