-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D2FpJivq1gAiyEZzyHjxTMwOP0rhYHmV96JxZOV3XQqclUcOqDNisBdqADXHnv8u gilXIuxCLkqKCxQ36Jol2g== 0000950131-96-004540.txt : 19960917 0000950131-96-004540.hdr.sgml : 19960917 ACCESSION NUMBER: 0000950131-96-004540 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960916 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: HELLER FINANCIAL INC CENTRAL INDEX KEY: 0000046738 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 361208070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 033-62479 FILM NUMBER: 96630505 BUSINESS ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 3124417000 MAIL ADDRESS: STREET 1: 500 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60661 FORMER COMPANY: FORMER CONFORMED NAME: HELLER WALTER E & CO /NEW/ DATE OF NAME CHANGE: 19850503 424B3 1 PRICING SUPPLEMENTS 11-14 Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 11 Dated: September 10, 1996 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) U.S.$2,500,000,000 HELLER FINANCIAL, INC. MEDIUM-TERM NOTES, SERIES G (REGISTERED NOTES - FIXED RATE) DUE FROM NINE MONTHS TO THIRTY YEARS FROM DATE OF ISSUE Principal Amount: $25,000,000 Issue Price: 100% Original Issue Date: September 13, 1996 Stated Maturity Date: September 13, 1999 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [ ] Commercial Paper Rate [ ] LIBOR [ ] Treasury Rate [ ] Federal Funds Rate [ ] Prime Rate [X] Other: Fixed Interest Reset Period: N/A Interest Payment Period: Semi-Annual Interest Reset Dates: (If other than as specified in the Prospectus Supplement): N/A Interest Payment Dates: (If other than as specified in the Prospectus Supplement) The 13th day of each March and September, of each year, beginning March 13, 1997, up to and including the Stated Maturity Date. Interest Determination Date(s): N/A Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 11 Dated: September 10, 1996 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) Initial Interest Rate: 6.88% Index Maturity: N/A Day Count Convention: 30/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-):N/A Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .134% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 11 UNDER MTN-SERIES G PROGRAM: $307,800,000.00 b) CUSIP #42333HFU1 Agent: Citicorp Securities, Inc. 399 Park Avenue 7th Floor New York, New York 10043 Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 12 Dated: September 10, 1996 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) U.S.$2,500,000,000 HELLER FINANCIAL, INC. MEDIUM-TERM NOTES, SERIES G (REGISTERED NOTES - FIXED RATE) DUE FROM NINE MONTHS TO THIRTY YEARS FROM DATE OF ISSUE Principal Amount: $13,000,000 Issue Price: 100% Original Issue Date: September 13, 1996 Stated Maturity Date: September 13, 2001 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [ ] Commercial Paper Rate [ ] LIBOR [ ] Treasury Rate [ ] Federal Funds Rate [ ] Prime Rate [X] Other: Fixed Interest Reset Period: N/A Interest Payment Period: Semi-Annual Interest Reset Dates: (If other than as specified in the Prospectus Supplement): N/A Interest Payment Dates: (If other than as specified in the Prospectus Supplement) The 13th day of each March and September, of each year, beginning March 13, 1997, up to and including the Stated Maturity Date. Interest Determination Date(s): N/A Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 12 Dated: September 10, 1996 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) Initial Interest Rate: 7.21% Index Maturity: N/A Day Count Convention: 30/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-):N/A Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .21% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 12 UNDER MTN-SERIES G PROGRAM: $332,800,000.00 b) CUSIP #42333HFV9 Agent: Lehman Brothers Goldman, Sachs & Co. Three World Financial Center and 85 Broad Street 12th Floor 27th Floor New York, NY 10285 New York, NY 10004 Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 13 Dated: September 10, 1996 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) U.S.$2,500,000,000 HELLER FINANCIAL, INC. MEDIUM-TERM NOTES, SERIES G (REGISTERED NOTES - FLOATING RATE) DUE FROM NINE MONTHS TO THIRTY YEARS FROM DATE OF ISSUE Principal Amount: $5,000,000 Issue Price: 100% Original Issue Date: Stated Maturity Date: September 13, 1996 September 13, 1999 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [ ] Commercial Paper Rate [X] LIBOR [ ] Treasury Rate [ ] Federal Funds Rate [ ] Prime Rate [ ] Other: Interest Reset Period: Quarterly Interest Payment Period: Quarterly Interest Reset Dates: (If other than as specified in the Prospectus Supplement): The 13th day of December, March, June and September of each year, beginning December 13, 1996, up to but excluding the Stated Maturity Date. Interest Payment Dates: (If other than as specified in the Prospectus Supplement) The 13th day of December, March, June and September, of each year, beginning December 13, 1996, up to and including the Stated Maturity Date. Interest Determination Date(s): Two London Banking Days prior to each Interest Reset Date Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 13 Dated: September 10, 1996 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) Initial Interest Rate: 5.775% Index Maturity: 3 Month Day Count Convention: Actual/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): .15% Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .137% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 13 UNDER MTN-SERIES G PROGRAM: $345,800,000.00 b) CUSIP #42333HFW7 Agent: First Chicago Capital Markets, Inc. One First National Plaza Chicago, IL 60670 Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 14 Dated: September 12, 1996 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) U.S.$2,500,000,000 HELLER FINANCIAL, INC. MEDIUM-TERM NOTES, SERIES G (REGISTERED NOTES - FIXED RATE) DUE FROM NINE MONTHS TO THIRTY YEARS FROM DATE OF ISSUE Principal Amount: $10,000,000 Issue Price: 100% Original Issue Date: Stated Maturity Date: September 17, 1996 September 17, 1999 Form: [X] Book-Entry [ ] Certificated Depositary: Depository Trust Company Specified Currency: U.S. Dollars (If other than U.S. Dollars, see attached) Option to Receive Payments in Specified Currency: [ ] Yes [ ] No (Applicable only if Specified Currency is other than U.S. Dollars) Authorized Denominations: (Applicable only if Specified Currency is other than U.S. Dollars) Base Rate: [ ] Commercial Paper Rate [ ] LIBOR [ ] Treasury Rate [ ] Federal Funds Rate [ ] Prime Rate [X] Other: Fixed Interest Reset Period: N/A Interest Payment Period: Semi-Annual Interest Reset Dates: (If other than as specified in the Prospectus Supplement): N/A Interest Payment Dates: (If other than as specified in the Prospectus Supplement) The 17th day of each March and September, of each year, beginning March 17, 1997, up to and including the Stated Maturity Date. Interest Determination Date(s):N/A Rule 424(b)(3) File No. 33-62479 Pricing Supplement No. 14 Dated: September 12, 1996 (To Prospectus dated October 6, 1995 Prospectus Supplement dated October 17, 1995) Initial Interest Rate: 6.795% Index Maturity: N/A Day Count Convention: 30/360 Maximum Interest Rate: N/A Minimum Interest Rate: N/A Spread (+/-): N/A Spread Multiplier: N/A Optional Redemption: [ ] Yes [X] No Initial Redemption Date: The Redemption Price shall initially be % of the principal amount of the Note to be redeemed and shall decline at each anniversary of the Initial Redemption Date by % of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. Optional Repayment: [ ] Yes [X] No Optional Repayment Dates: Optional Repayment Prices: Repayment Provisions: (If other than as specified in the Prospectus Supplement) Discount Note: [ ] Yes [X] No Total Amount of OID: Yield to Maturity: Initial Accrual Period OID: Calculation Agent: Heller Financial, Inc. Exchange Rate Agent: N/A Recognized Foreign Exchange Dealers: N/A Discount or Commission: .134% Other Provisions: a) AMOUNT ISSUED TO DATE, PRIOR TO PRICING SUPPLEMENT NO. 14 UNDER MTN-SERIES G PROGRAM: $350,800,000.00 b) CUSIP #42333HFX5 Agent: Chase Securities Inc. 270 Park Avenue New York, New York 10017 -----END PRIVACY-ENHANCED MESSAGE-----