0000909518-01-500366.txt : 20011030
0000909518-01-500366.hdr.sgml : 20011030
ACCESSION NUMBER: 0000909518-01-500366
CONFORMED SUBMISSION TYPE: 15-12B
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HELLER FINANCIAL INC
CENTRAL INDEX KEY: 0000046738
STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153]
IRS NUMBER: 361208070
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 15-12B
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06157
FILM NUMBER: 1766358
BUSINESS ADDRESS:
STREET 1: 500 W MONROE ST
CITY: CHICAGO
STATE: IL
ZIP: 60661
BUSINESS PHONE: 3124417000
MAIL ADDRESS:
STREET 1: 500 W MONROE ST
CITY: CHICAGO
STATE: IL
ZIP: 60661
FORMER COMPANY:
FORMER CONFORMED NAME: HELLER WALTER E & CO /NEW/
DATE OF NAME CHANGE: 19850503
15-12B
1
a10-25form15.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
Certification and Notice of Termination of Registration under Section 12(g) of
the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under
Sections 13 and 15(d) of the Securities Exchange Act of 1934
Commission File Number 333-46915
Heller Financial, Inc.
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(Exact name of registrant as specified in its charter)
500 West Monroe Street, Chicago, Illinois 60661; telephone number (312) 441-7000
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(Address, including zip code, and telephone number, including area code, of
registrant's principal executive offices)
Class A Common Stock, par value $0.25 per share
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(Title of each class of securities covered by this Form)
MEDS Units of Heller Financial, Inc. and, in connection therewith:
o Stock Purchase Contracts of Heller Financial, Inc.
o Trust Preferred Securities of HFI Trust I
o Guarantees of Trust Preferred Securities of HFI Trust I by Heller
Financial, Inc.
o Subordinated Deferrable Notes of Heller Financial, Inc.
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(Titles of all other classes of securities for which a duty to file reports
under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule
provision(s) relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1)(i) [X] Rule 12h-3(b)(1)(i) [X]
Rule 12g-4(a)(1)(ii) [ ] Rule 12h-3(b)(1)(ii) [ ]
Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(i) [ ]
Rule 12g-4(a)(2)(ii) [ ] Rule 12h-3(b)(2)(ii) [ ]
Rule 15-d-6 [ ]
Rule 12h-3(b)(3) [X]
Approximate number of holders of record of the Class A Common Stock as
of the certification or notice date: zero (0)
Pursuant to the requirements of the Securities Exchange Act of 1934,
Heller Financial, Inc. has caused this certification/notice to be signed on its
behalf by the undersigned duly authorized person.
Date: October 25, 2001 By: /s/ Nancy E. Barton
-----------------------------
Name: Nancy E. Barton
Title: Vice President
Instruction: This form is required by Rules 12g-4, 12h-3 and 15d-6 of the
General Rules and Regulations under the Securities Exchange Act of 1934. The
registrant shall file with the Commission three copies of Form 15, one of which
shall be manually signed. It may be signed by an officer of the registrant, by
counsel or by any other duly authorized person. The name and title of the person
signing the form shall be typed or printed under the signature.