0001140361-13-025725.txt : 20130619 0001140361-13-025725.hdr.sgml : 20130619 20130619153117 ACCESSION NUMBER: 0001140361-13-025725 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130607 FILED AS OF DATE: 20130619 DATE AS OF CHANGE: 20130619 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEINZ H J CO CENTRAL INDEX KEY: 0000046640 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030] IRS NUMBER: 250542520 STATE OF INCORPORATION: PA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1 PPG PLACE STREET 2: SUITE 3100 CITY: PITTSBURGH STATE: PA ZIP: 15222-5448 BUSINESS PHONE: 4124565700 MAIL ADDRESS: STREET 1: P O BOX 57 STREET 2: P O BOX 57 CITY: PITTSBURGH STATE: PA ZIP: 15230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Stephen Sanford CENTRAL INDEX KEY: 0001455733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03385 FILM NUMBER: 13921809 MAIL ADDRESS: STREET 1: P.O. BOX 57 CITY: PITTSBURGH STATE: PA ZIP: 15230 4 1 doc1.xml FORM 4 X0306 4 2013-06-07 1 0000046640 HEINZ H J CO HNZ 0001455733 Clark Stephen Sanford H. J. HEINZ COMPANY P.O. BOX 57 PITTSBURGH PA 15230 0 1 0 0 SVP - Chief People Officer Common Stock, $.25 Par Value 2013-06-07 5 D 0 34274 D 0 D Common Stock, $.25 Par Value 2013-06-07 5 D 0 1745 D 0 I H. J. Heinz Company Employee Retirement and Savings Plan Account. Employee Stock Option (Right to Buy) 51.25 2008-08-25 5 D 0 13517 D 2015-08-25 Common Stock, $.25 Par Value 13517 0 D Employee Stock Option (Right to Buy) 39.03 2009-08-24 5 D 0 12782 D 2016-08-24 Common Stock, $.25 Par Value 12782 0 D Employee Stock Option (Right to Buy) 46.42 2010-09-03 5 D 0 50373 D 2017-09-03 Common Stock, $.25 Par Value 50373 0 D Employee Stock Option (Right to Buy) 52.19 2011-08-29 5 D 0 48621 D 2018-08-29 Common Stock, $.25 Par Value 48621 0 D Employee Stock Option (Right to Buy) 55.72 2012-08-31 5 D 0 48705 D 2022-08-31 Common Stock, $.25 Par Value 48705 0 D Disposed of pursuant to merger agreement among issuer and Hawk Acquisition Holding Corporation and Hawk Acquisition Sub, Inc. in exchange for a cash payment of $72.50 per share. This option, which provided for vesting in four equal installments beginning on the first anniversary of the date of the grant, was canceled in the merger in exchange for a cash payment representing the difference between the exercise price of the option and the market value of the underlying Heinz common stock on the effective date of the merger ($72.50 per share). (1) **This form is filed for the avoidance of doubt based upon the previously-announced merger agreement among issuer and Hawk Acquisition Holding Corporation and Hawk Acquisition Sub, Inc. /s/ Patrick J. Guinee, Attorney-in-Fact for Stephen S. Clark 2013-06-19