0001140361-12-039545.txt : 20120905 0001140361-12-039545.hdr.sgml : 20120905 20120905190125 ACCESSION NUMBER: 0001140361-12-039545 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120831 FILED AS OF DATE: 20120905 DATE AS OF CHANGE: 20120905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCMENAMIN EDWARD J CENTRAL INDEX KEY: 0001199097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03385 FILM NUMBER: 121075081 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEINZ H J CO CENTRAL INDEX KEY: 0000046640 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030] IRS NUMBER: 250542520 STATE OF INCORPORATION: PA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1 PPG PLACE STREET 2: SUITE 3100 CITY: PITTSBURGH STATE: PA ZIP: 15222-5448 BUSINESS PHONE: 4124565700 MAIL ADDRESS: STREET 1: P O BOX 57 STREET 2: P O BOX 57 CITY: PITTSBURGH STATE: PA ZIP: 15230 4 1 doc1.xml FORM 4 X0306 4 2012-08-31 0 0000046640 HEINZ H J CO HNZ 0001199097 MCMENAMIN EDWARD J H. J. HEINZ COMPANY P.O. BOX 57 PITTSBURGH PA 15230 0 1 0 0 Senior Vice President-Finance Common Stock, $.25 Par Value 2012-09-04 4 M 0 18100 37.06 A 89083 D Common Stock, $.25 Par Value 2012-09-04 4 S 0 18100 56.00 D 70983 D Common Stock, $.25 Par Value 2012-09-04 4 M 0 9900 37.06 A 80883 D Common Stock, $.25 Par Value 2012-09-04 4 S 0 9900 55.95 D 70983 D Common Stock, $.25 Par Value 2012-09-04 4 M 0 5445 45.54 A 76428 D Common Stock, $.25 Par Value 2012-09-04 4 S 0 5445 55.99 D 70983 D Common Stock, $.25 Par Value 2012-09-04 4 M 0 38562 45.54 A 109545 D Common Stock, $.25 Par Value 2012-09-04 4 S 0 38562 55.93 D 70983 D Common Stock, $.25 Par Value 2012-09-04 4 F 0 414 55.96 D 70569 D Common Stock, $.25 Par Value 18881 I H. J. Heinz Company Employee Retirement and Savings Plan Account as of August 31, 2012. Employee Stock Option (Right to Buy) 37.06 2012-09-04 4 M 0 18100 0 A 2014-05-19 Common Stock, $.25 Par Value 18100 9900 D Employee Stock Option (Right to Buy) 37.06 2012-09-04 4 M 0 9900 0 A 2014-05-19 Common Stock, $.25 Par Value 9900 0 D Employee Stock Option (Right to Buy) 45.54 2012-09-04 4 M 0 5445 0 A 2014-08-27 Common Stock, $.25 Par Value 5445 38562 D Employee Stock Option (Right to Buy) 45.54 2012-09-04 4 M 0 38562 0 A 2014-08-27 Common Stock, $.25 Par Value 38562 0 D Employee Stock Option (Right to Buy) 55.72 2012-08-31 4 A 0 51813 0 A 2022-08-31 Common Stock, $.25 Par Value 51813 51813 D This transaction was executed in multiple trades at prices ranging from $55.99 - $56.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $55.92 - $55.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $55.99 - $56.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $55.89 - $55.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Option vested in 25% increments on each of the following dates: 05/19/2005; 05/19/2006; 05/19/2007; 05/19/2008. Option vested in 25% increments on each of the following dates: 08/27/2008; 08/27/2009; 08/27/2010; 08/27/2011. Option vests in 25% increments on each of the first four anniversaries of the date of the grant. /s/ Patrick J. Guinee, Attorney-in-Fact for Edward J. McMenamin 2012-09-05