0001140361-11-031357.txt : 20110603 0001140361-11-031357.hdr.sgml : 20110603 20110603171954 ACCESSION NUMBER: 0001140361-11-031357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110601 FILED AS OF DATE: 20110603 DATE AS OF CHANGE: 20110603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOBBY THEODORE NICHOLAS CENTRAL INDEX KEY: 0001314600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03385 FILM NUMBER: 11893165 MAIL ADDRESS: STREET 1: PO BOX 57 CITY: PITTSBURGH STATE: PA ZIP: 15230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEINZ H J CO CENTRAL INDEX KEY: 0000046640 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030] IRS NUMBER: 250542520 STATE OF INCORPORATION: PA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1 PPG PLACE STREET 2: SUITE 3100 CITY: PITTSBURGH STATE: PA ZIP: 15222-5448 BUSINESS PHONE: 4124565700 MAIL ADDRESS: STREET 1: P O BOX 57 STREET 2: P O BOX 57 CITY: PITTSBURGH STATE: PA ZIP: 15230 4 1 doc1.xml FORM 4 X0303 4 2011-06-01 0 0000046640 HEINZ H J CO HNZ 0001314600 BOBBY THEODORE NICHOLAS H J HEINZ COMPANY PO BOX 57 PITTSBURGH PA 15230 0 1 0 0 EVP and General Counsel Common Stock, $.25 Par Value 2011-06-01 4 M 0 32325 37.18 A 102985 D Common Stock, $.25 Par Value 2011-06-01 4 S 0 32325 53.54 D 70660 D Common Stock, $.25 Par Value 2011-06-02 4 M 0 20538 34.00 A 91198 D Common Stock, $.25 Par Value 2011-06-02 4 S 0 20538 54.06 D 70660 D Common Stock, $.25 Par Value 2011-06-02 4 M 0 14581 34.00 A 85241 D Common Stock, $.25 Par Value 2011-06-02 4 S 0 14581 53.87 D 70660 D Common Stock, $.25 Par Value 18782 I H. J. Heinz Company Employee Retirement and Savings Plan Account as of May 31, 2011. Employee Stock Option (Right to Buy) 37.18 2011-06-01 4 M 0 32325 0 D 2012-05-17 Common Stock, $.25 Par Value 32325 0 D Employee Stock Option (Right to Buy) 34.00 2011-06-02 4 M 0 35119 0 D 2013-09-12 Common Stock, $.25 Par Value 35119 0 D This transaction was executed in multiple trades at prices ranging from $53.50 - $53.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $54.00 - $54.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $53.86 - $53.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Option vested in 25% increments on each of the following dates: 05/17/2006; 05/17/2007; 05/17/2008; 05/17/2009. Option vested in 25% increments on each of the following dates: 09/12/2004; 09/12/2005; 09/12/2006; 09/12/2007. /s/ Patrick J. Guinee, Attorney-in-Fact for Theodore N. Bobby 2011-06-03