-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MsMBGF2mSySD7uFBS5yLjobivI3t4dmLCUSCj8IIpx6mqxVnwU3jhqNL6YSB607r 03ZCrz07uiM3ocF4J5ETsw== 0000950117-06-003453.txt : 20060810 0000950117-06-003453.hdr.sgml : 20060810 20060810172524 ACCESSION NUMBER: 0000950117-06-003453 CONFORMED SUBMISSION TYPE: DFAN14A PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20060810 DATE AS OF CHANGE: 20060810 EFFECTIVENESS DATE: 20060810 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEINZ H J CO CENTRAL INDEX KEY: 0000046640 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030] IRS NUMBER: 250542520 STATE OF INCORPORATION: PA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: DFAN14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-03385 FILM NUMBER: 061022328 BUSINESS ADDRESS: STREET 1: 600 GRANT ST CITY: PITTSBURGH STATE: PA ZIP: 15219 BUSINESS PHONE: 4124565700 MAIL ADDRESS: STREET 1: P O BOX 57 STREET 2: P O BOX 57 CITY: PITTSBURGH STATE: PA ZIP: 15230 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Trian Fund Management, L.P. CENTRAL INDEX KEY: 0001345471 IRS NUMBER: 203454182 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: DFAN14A BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 DFAN14A 1 a42549.htm TRIAN FUND MANAGEMENT, L.P.

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

(Amendment No. )

Filed by the Registrant £

 

Filed by a Party other than the Registrant S

Check the appropriate box:

£

Preliminary Proxy Statement

£

Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

£

Definitive Proxy Statement

S

Definitive Additional Materials

£

Soliciting Material Pursuant to Section 240.14a-12

H. J. Heinz Company

(Name of Registrant as Specified In Its Charter)

Trian Partners GP, L.P.

Trian Partners General Partner, LLC

Trian Partners, L.P.

Trian Partners Master Fund, L.P.

Trian Partners Master Fund (Non-ERISA), L.P.

Trian Partners Parallel Fund I, L.P.

Trian Partners Parallel Fund I General Partner, LLC

Trian Partners Parallel Fund II, L.P.

Trian Partners Parallel Fund II GP, L.P.

Trian Partners Parallel Fund II General Partner, LLC

Trian SPV (SUB) I, L.P.

Trian Fund Management, L.P.

Trian Fund Management GP, LLC

Nelson Peltz

Peter W. May

Edward P. Garden

Castlerigg Master Investments Ltd.

Sandell Asset Management Corp.

Castlerigg International Limited

Castlerigg International Holdings Limited

Thomas E. Sandell

Gregory J. Norman

Peter H. Rothschild

Michael F. Weinstein

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

 

 

 

 

 

 



Payment of Filing Fee (Check the appropriate box):

S

 

No fee required.

£

 

Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11.

 

(1)

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(2)

Aggregate number of securities to which transaction applies:

 

(3)

Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

(4)

Proposed maximum aggregate value of transaction:

 

(5)

Total fee paid:

£

 

Fee previously paid with preliminary materials.

£

 

Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

 

(1)

Amount Previously Paid:

 

(2)

Form, Schedule or Registration Statement No.:

 

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(4)

Date Filed:

 



 

On August 10, 2006, the Trian Group issued a statement regarding short slate voting mechanics for the H.J. Heinz Company Annual Meeting. Copies of the statement and the related press release were made available on http://www.enhaceheinz.com and are attached herewith as Exhibit 1 and Exhibit 2, respectively.


 

EX-99 2 ex99-1.htm EXHIBIT 1


 

 

THE TRIAN GROUP’S STATEMENT REGARDING SHORT-SLATE VOTING MECHANICS

 

“A number of Heinz shareholders have contacted us with questions about the mechanics of voting their shares at the August 16th Annual Meeting. Shareholders should be aware that attempting a ‘split vote’ by writing in the names of any of the Trian Group’s nominees on Heinz’ White proxy card could disenfranchise shareholders by those votes being deemed invalid. To our knowledge, Heinz has not established any mechanism to allow split voting on its White card nor indicated any intention of doing so.

 

If shareholders wish to vote a split-ticket as recommended by ISS, Glass Lewis and Proxy Governance, they must use the GOLD proxy card. Other than by voting in person at the annual meeting (which requires obtaining a legal proxy from the ’record owner’ if shares are not held directly on the books of the company):

 

 

The only way for shareholders to vote in accordance with the recommendation of these highly respected independent proxy voting advisory services is to vote the GOLD proxy.

 

The only way for shareholders to vote for any of the Trian Group's five highly qualified, independent and experienced nominees is to vote the GOLD proxy.

 

The only way for shareholders to vote for certain combinations of Trian Group and Heinz nominees is to vote the GOLD proxy.

 

Although shareholders are free to ’withhold’ their votes from specified nominees on the GOLD proxy, the Trian Group urges shareholders to vote the GOLD proxy for all five of its nominees in order to ensure minority representation on Heinz’ Board. If shareholders have any questions about voting, please call the Trian Group’s proxy solicitor, Innisfree M&A Incorporated. Institutions, banks and brokers may call Mike Brinn at 212-750-8253; other shareholders may call toll-free 877-456-3442.”

 

August 10, 2006

 

 

 

Note: The Trian Group has not sought or obtained consent from any third party to the use of previously published information as proxy soliciting material. Any such statements or information should not be viewed as indicating the support of such third party for the views expressed herein.  

 

The Trian Group has previously filed its definitive proxy statement with the SEC and has mailed its definitive proxy statement and GOLD proxy card to shareholders. Shareholders are strongly advised to read the proxy statement and other related documents, as they contain important information. Copies of the proxy statement are available free of charge on the SEC’s website at http://www.sec.gov or by contacting Innisfree M&A Incorporated by telephone at (877) 456-3442 or by e-mail at info@innisfreema.com.

 

 


 

 

GRAPHIC 3 img1.jpg GRAPHIC begin 644 img1.jpg M_]C_X``02D9)1@`!`0$`8`!@``#_VP!#``H'!P@'!@H("`@+"@H+#A@0#@T- M#AT5%A$8(Q\E)"(?(B$F*S7J#A(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7& MQ\C)RM+3U-76U]C9VN'BX^3EYN?HZ>KQ\O/T]?;W^/GZ_\0`'P$``P$!`0$! M`0$!`0````````$"`P0%!@<("0H+_\0`M1$``@$"!`0#!`<%!`0``0)W``$" M`Q$$!2$Q!A)!40=A<1,B,H$(%$*1H;'!"2,S4O`58G+1"A8D-.$E\1<8&1HF M)R@I*C4V-S@Y.D-$149'2$E*4U155E=865IC9&5F9VAI:G-T=79W>'EZ@H.$ MA8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4 MU=;7V-G:XN/DY>;GZ.GJ\O/T]?;W^/GZ_]H`#`,!``(1`Q$`/P#V:BBN3^(? MB;_A']!:*!\7MYF.'!Y0?Q-^`Z>Y%5&+E)11,I*,7)E;7/',-A=V%Y`Y:Q2_ MEL[DCD,`HRP^A/Z'UKLT=9$61&#*P!5@<@CUKP.[_P"2=Z=_V$IO_0%KO?A7 MXG^WZ+T_X#T^F*Z:M#EAS+H?*^IW[ND4;22,J(HR MS,<`#U)JG_;>D]?[4L__``(3_&IK^RAU&QFLKE2T,ZE)%'\2GJ/H>E<'XGT^ MQB^)_@Z&.RMTB9;D,BQ*%.$XR,5R'6=R-6TTQ>:-0M3'G;O\Y<9],YIUOJ-C M=N4MKVWG<#)6.56/Z&N*^)VD6%C\/==GM;:.)I_)9U1`%W!U&['KCC/L*Q-> M.F^([?2='\)P(/$%J8IC<0Q>2;2,`;F9B`2.1P,YH`]2N+VTM,?:;J&#/3S) M`N?SJ6.1)4#QNKH>C*<@UPOQ?C5O!47F*KL+V`9*_P"US7:W%Q!864MS,1'# M!&7<@-9%9TQN4'E<],CM41)'F[E\*^ M)MJ:U:+\DA'RWL7:1<]3QS_^O&OX0C2+PQ:+&BH/GX48'WVH`VJH_P!MZ3]H M^S?VI9^=G;Y?GKNSZ8SUKF/B!J=Q]LT/PU;3/;_VW=>7/+&<,(5QO4'L3G&: MW;W3=`TW09(+C3;==-BC/F1+;[E50.20`3T[T`:,U]:6Z*\]U#$C?=9Y`H/T MS3;?4;&[:2,@E1*H&-PS MP.,^U0^(#IWB6XTK2_"$"+KEE+'-)=0Q>3]DB`YW$@$@Y'RC-`'JM4HM8TN> MY^RPZE:23YQY23J6_+.:Y3X@7\\NJ^'O#$4SPPZQ=$73H2K-$F"R`CINS70Z MEX:TJ_T233/L4,47ED1>6@4PMCAE(Z$'G(H`T+B]M+3'VFYA@ST\R0+G\Z>+ MB$P^>)HS%C/F;AMQ]:\;U;6KGQ'\%(;C4L37=MJ$=M)*PR7VOC/U((SZ\U[* ML:"(($4)C&T#C\J`*YU33A$)C?VWEDX#^/+M]O[T M2$#A2.Q_"@#TRBBB@".>>*VMY)YG"11*6=CT`')->(:LNI>.-8N-9.VTTR,[ M$N;IMD4<8Z#/\1/7`SR:]KOK&VU&V:UNXQ+"Q!:,GALKVWFF2:> M]3:KDXSL4%+HP7\+;O[,O'`9_54DZ.",C!P:]!_P"% M6^%O^?:?_P`"&H_X5;X6_P"?:?\`\"&KH]K3MII6^G7$UIIWG"XE4+A=ZX&`3D^^*ZK3M/ MCTRT6VBFGEC7[IGE,C`>F3SBK=<#W.];'*_$>QO=7\$7VFZ=9RW-U#8VT6&Z\.:7C5[.ZCGMC#@'(/())&!CG\! M6WJ5Q>WVFZ7+_95TL_VJ&6:$!28@IRV3G!Q[=:Z&B@#GO%GA>/Q+90S6\IL] M5LV\VQNU&&B?T/JI[BK/A.VO;/PQ8V^HH$O$C/G*,8W9).,=JV**`.8\;^%[ MGQ!;65YIDZ0:KI,JWL<#\J;>ZUJ-[H=U9R^&]2BOIX'B\I0CQ[ MBI&1)NQM]SCZ5U-%`'FNK^&=93X,P>&8[%[C4@B*8XF4JN)-QRQ('2M'Q-X; MU"[CT_Q/X?A:#7].108I,+]ICQ\T;*+#2]7M;1]/ MUC2IQ<0V]T1ACQNC++D8..HJ]=ZYJUS826^GZ!>QZA(A5?M.U88F(^\S@G(' M7Y1D3B:3@23!MQSZ`\@>G%;EOX@U*:S2/ M_A';^._VX:.38(E;N?,S@K[C)]JZ"B@#BO&.A7S_``SD\/Z?;27MVT4:#R\` E$AE+$DD8'!KJ=)+_`-E6PDA>&18E5TD&""`,U EX-99 4 ex99-2.htm EXHIBIT 2


 

 

For Immediate Release

CONTACT:

Anne A. Tarbell

 

 

(212) 451-3030

 

 

atarbell@triarc.com

 

 

www.enhanceheinz.com

 

 

Trian Group Sets the Record Straight on Short-Slate Voting Mechanics

 

New York, NY, August 10, 2006 – The Trian Group today issued the following statement in response to shareholder confusion about voting at H. J. Heinz Company’s (NYSE: HNZ) Annual Meeting:

 

“A number of Heinz shareholders have contacted us with questions about the mechanics of voting their shares at the August 16th Annual Meeting. Shareholders should be aware that attempting a ‘split vote’ by writing in the names of any of the Trian Group’s nominees on Heinz’ White proxy card could disenfranchise shareholders by those votes being deemed invalid. To our knowledge, Heinz has not established any mechanism to allow split voting on its White card nor indicated any intention of doing so.

 

If shareholders wish to vote a split-ticket as recommended by ISS, Glass Lewis and Proxy Governance, they must use the GOLD proxy card. Other than by voting in person at the annual meeting (which requires obtaining a legal proxy from the ’record owner’ if shares are not held directly on the books of the company):

 

 

The only way for shareholders to vote in accordance with the recommendation of these highly respected independent proxy voting advisory services is to vote the GOLD proxy.

 

The only way for shareholders to vote for any of the Trian Group's five highly qualified, independent and experienced nominees is to vote the GOLD proxy.

 

The only way for shareholders to vote for certain combinations of Trian Group and Heinz nominees is to vote the GOLD proxy.

 

Although shareholders are free to ’withhold’ their votes from specified nominees on the GOLD proxy, the Trian Group urges shareholders to vote the GOLD proxy for all five of its nominees in order to ensure minority representation on Heinz’ Board. If shareholders have any questions about voting, please call the Trian Group’s proxy solicitor, Innisfree M&A Incorporated. Institutions, banks and brokers may call Mike Brinn at 212-750-8253; other shareholders may call toll-free 877-456-3442.”

 

About Trian Fund Management, L.P. and Sandell Asset Management Corp.

 

Investment funds and accounts managed by Trian Fund Management, L.P. (“Trian”), together with an investment fund managed by Sandell Asset Management Corp. (and affiliated companies) ("Sandell") are collectively referred to as the “Trian Group.”

 

Trian, based in New York, NY, is an investment management firm whose principals are Nelson Peltz, Peter W. May and Edward P. Garden. Trian seeks to invest in undervalued and under-

 



 

performing public companies and prefers to work closely with the management of those companies to effect positive change through active, hands-on influence and involvement, which it refers to as “operational activism.” Trian’s goal is to enhance shareholder value through a combination of strategic re-direction, improved operational execution, more efficient capital allocation and stronger management focus. Trian’s principals and investment team have extensive experience in reviving consumer brands, including the highly successful turnaround of Snapple Beverage Corp.

 

Sandell, based in New York, NY, is an investment management firm founded by Thomas E. Sandell that focuses on corporate event driven investing worldwide. Sandell often will take an "active involvement" in facilitating financial or organizational improvements that will accrue to the benefit of shareholders.

 

Additional information about the Trian Group’s efforts to seek representation on the Heinz Board of Directors is available at www.enhanceheinz.com.

 

# # #

 

Notes To Follow

 

2

 



 

 

 

Notes

 

The Trian Group has not sought or obtained consent from any third party to the use of previously published information as proxy soliciting material. Any such statements or information should not be viewed as indicating the support of such third party for the views expressed herein.  

 

The Trian Group has previously filed its definitive proxy statement with the SEC and has mailed its definitive proxy statement and GOLD proxy card to shareholders. Shareholders are strongly advised to read the proxy statement and other related documents, as they contain important information. Copies of the proxy statement are available free of charge on the SEC’s website at http://www.sec.gov or by contacting Innisfree M&A Incorporated by telephone at (877) 456-3442 or by e-mail at info@innisfreema.com.

 



 

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