FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
HEICO CORP [ HEI, HEI.A ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 03/16/2018 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to purchase Common Stock) | $13.7233 | (1) | 09/13/2020 | Common Stock | 305,176 | 305,176 | D | ||||||||
Option (Right to purchase Common Stock) | $19.9189 | (2) | 09/12/2021 | Common Stock | 244,141 | 244,141 | D | ||||||||
Option (Right to purchase Common Stock) | $26.7622 | (3) | 06/10/2023 | Common Stock | 97,656 | 97,656 | D | ||||||||
Option (Right to purchase Common Stock) | $37.088 | (4) | 06/08/2025 | Common Stock | 78,125 | 78,125 | D | ||||||||
Option (Right to purchase Common Stock) | $31.1872 | (5) | 12/14/2025 | Common Stock | 78,125 | 78,125 | D | ||||||||
Option (Right to purchase Common Stock) | $56.2048 | (6) | 03/17/2027 | Common Stock | 156,250 | 156,250 | D | ||||||||
Option (Right to purchase Class A Common Stock) | $19.3126 | (7) | 06/10/2023 | Class A Common Stock | 97,656 | 97,656 | D | ||||||||
Option (Right to purchase Common Stock) | $88.32 | 03/16/2018 | A | 100,000 | (8) | 03/16/2028 | Common Stock | 100,000 | $0 | 100,000 | D |
Explanation of Responses: |
1. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 305,176 shares of Common Stock at an exercise price of $13.7233 per share, as adjusted for stock splits and stock dividends. These Options became exercisable on various dates and expire on September 13, 2020. |
2. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 244,141 shares of Common Stock at an exercise price of $19.9189 per share, as adjusted for stock splits and stock dividends. These Options became exercisable on various dates and expire on September 12, 2021. |
3. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 97,656 shares of Common Stock at an exercise price of $26.7622 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023. |
4. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 78,125 shares of Common Stock at an exercise price of $37.088 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 8, 2025. |
5. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 78,125 shares of Common Stock at an exercise price of $31.1872 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on December, 14 2025 |
6. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 156,250 shares of Common Stock at an exercise price of $56.2048 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on March, 17 2027. |
7. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 97,656 shares of Class A Common Stock at an exercise price of $19.3126 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June, 10 2023. |
8. These options become exercisable 20% per year over five years from the date of Grant. |
Remarks: |
/s/ Eric A. Mendelson | 03/20/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |