0000046619-16-000154.txt : 20161212
0000046619-16-000154.hdr.sgml : 20161212
20161212181427
ACCESSION NUMBER: 0000046619-16-000154
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161031
FILED AS OF DATE: 20161212
DATE AS OF CHANGE: 20161212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEICO CORP
CENTRAL INDEX KEY: 0000046619
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 650341002
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 3000 TAFT ST
CITY: HOLLYWOOD
STATE: FL
ZIP: 33021
BUSINESS PHONE: 954-987-4000
MAIL ADDRESS:
STREET 1: 3000 TAFT STREET
CITY: HOLLYWOOD
STATE: FL
ZIP: 33021
FORMER COMPANY:
FORMER CONFORMED NAME: HEINICKE INSTRUMENTS CO
DATE OF NAME CHANGE: 19860417
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MENDELSON VICTOR H
CENTRAL INDEX KEY: 0001031082
STATE OF INCORPORATION: FL
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04604
FILM NUMBER: 162047265
5
1
wf-form5_148158445435593.xml
FORM 5
X0306
5
2016-10-31
0
0
0
0000046619
HEICO CORP
HEI, HEI.A
0001031082
MENDELSON VICTOR H
825 BRICKELL BAY DRIVE, SUITE 1644
MIAMI
FL
33131
1
1
0
0
Co-President
Common Stock
279176
D
Class A Common Stock
145225
D
Class A Common Stock
2015-12-22
5
G
0
7600
0
D
135515
I
Owned by Corporation
Common Stock
88328
I
Owned by Partnership
Common Stock
2439
I
As custodian for children
Class A Common Stock
9800
I
As custodian for children
Common Stock
46737
I
By 401(k)
Class A Common Stock
44209
I
By 401(k)
Common Stock
472
I
By Keogh Account
Class A Common Stock
7505
I
By Keogh Account
Common Stock
238245
I
By Trusts
Class A Common Stock
70248
I
By Trusts
Common Stock
14750
I
By Trusts
Class A Common Stock
4335
I
By Trusts
Option (Right to purchase Common Stock)
16.1751
2019-09-14
Common Stock
244141.0
244141
D
Option (Right to purchase Common Stock)
21.4426
2020-09-13
Common Stock
195313.0
195313
D
Option (Right to purchase Common Stock)
31.1232
2021-09-12
Common Stock
156250.0
156250
D
Option (Right to purchase Common Stock)
41.816
2023-06-10
Common Stock
62500.0
62500
D
Option (Right to purchase Common Stock)
57.95
2025-06-08
Common Stock
50000.0
50000
D
Option (Right to purchase Common Stock)
48.73
2025-12-14
Common Stock
50000.0
50000
D
Option (Right to purchase Class A Common Stock)
30.176
2023-06-10
Class A Common Stock
62500.0
62500
D
Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
Includes shares received by the Reporting Person's children through gift.
Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 31, 2016
Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.
The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 244,141 shares of Common Stock at an exercise price of $16.1751 per share, as adjusted for stock splits and stock dividends. These Options became exercisable on various dates and expire on September 14, 2019.
The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 195,313 shares of Common Stock at an exercise price of $21.4426 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 13, 2020.
The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 156,250 shares of Common Stock at an exercise price of $31.1232 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 12, 2021.
The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 62,500 shares of Common Stock at an exercise price of $41.8160 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023.
These options become exercisable 20% per year over five years from the date of Grant.
The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 62,500 shares of Class A Common Stock at an exercise price of $30.176 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023.
/s/ Victor H. Mendelson
2016-12-12