0000046619-15-000008.txt : 20150212 0000046619-15-000008.hdr.sgml : 20150212 20150212170923 ACCESSION NUMBER: 0000046619-15-000008 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141031 FILED AS OF DATE: 20150212 DATE AS OF CHANGE: 20150212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEICO CORP CENTRAL INDEX KEY: 0000046619 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 650341002 STATE OF INCORPORATION: FL FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 TAFT ST CITY: HOLLYWOOD STATE: FL ZIP: 33021 BUSINESS PHONE: 954-987-4000 MAIL ADDRESS: STREET 1: 3000 TAFT STREET CITY: HOLLYWOOD STATE: FL ZIP: 33021 FORMER COMPANY: FORMER CONFORMED NAME: HEINICKE INSTRUMENTS CO DATE OF NAME CHANGE: 19860417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENDELSON VICTOR H CENTRAL INDEX KEY: 0001031082 STATE OF INCORPORATION: FL FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04604 FILM NUMBER: 15607394 5 1 wf-form5_142377895248581.xml FORM 5 X0306 5 2014-10-31 0 0 0 0000046619 HEICO CORP HEI, HEI.A 0001031082 MENDELSON VICTOR H 825 BRICKELL BAY DRIVE, SUITE 1644 MIAMI FL 33131 1 1 0 0 Co-President Common Stock 285708 D Common Stock 2014-04-22 5 G 0 431 0 D 285277 D Common Stock 2014-05-28 5 G 0 2797 0 D 282480 D Common Stock 2014-10-28 5 G 0 189 0 D 282291 D Class A Common Stock 140476 D Class A Common Stock 156515 I Owned by Corporation Common Stock 88328 I Owned by Partnership Common Stock 1439 I As custodian for minor children Class A Common Stock 8990 I As custodian for minor children Common Stock 46258 I By 401(k) Class A Common Stock 43693 I By 401(k) Common Stock 472 I By Keogh Account Class A Common Stock 6115 I By Keogh Account Common Stock 238245 I By Trusts Class A Common Stock 70248 I By Trusts Common Stock 14750 I By Trusts Class A Common Stock 4335 I By Trusts Option (Right to purchase Common Stock) 16.1751 2019-09-14 Common Stock 244141.0 244141 D Option (Right to purchase Common Stock) 21.4426 2020-09-13 Common Stock 195313.0 195313 D Option (Right to purchase Common Stock) 31.1232 2021-09-12 Common Stock 156250.0 156250 D Option (Right to purchase Common Stock) 41.816 2023-06-10 Common Stock 62500.0 62500 D Class A Common Stock 30.176 2023-06-10 Class A Common Stock 62500.0 62500 D The Reporting Person and related entities listed on this ownership form inadvertently provided a greater aggregate beneficial ownership amount of 3,998 shares of Common Stock and 807 shares of Class A Common Stock in prior ownership reports. The aforementioned Common Stock difference consists of overstatements totaling 3,469 shares and 1,001 shares for the Reporting Person's direct ownership and as a custodian for a minor child, respectively, partially offset by an understatement of 472 shares for the Reporting Person's Keogh account. The aforementioned Class A Common Stock difference consists of overstatements totaling 3,364 shares and 180 shares for the Reporting Person's direct ownership and trusts, respectively, partially offset by an understatement of 2,470 shares and 267 shares as a custodian for a minor child and for the Reporting Person's Keogh account, respectively. The Reporting Person believes the overstatements and understatements resulted from inadvertently not reporting certain charitable gifts, certain transfers to his trusts and minor children, and other minor clerical errors. Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person. Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person. Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 31, 2014 Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person. Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 244,141 shares of Common Stock at an exercise price of $16.1751 per share, as adjusted for stock splits and stock dividends. These Options became exercisable on various dates and expire on September 14, 2019. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 195,313 shares of Common Stock at an exercise price of $21.4426 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 13, 2020. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 156,250 shares of Common Stock at an exercise price of $31.1232 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 12, 2021. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 62,500 shares of Common Stock at an exercise price of $41.8160 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 62,500 shares of Class A Common Stock at an exercise price of $30.176 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023. Victor H. Mendelson 2015-02-12