0000046619-15-000008.txt : 20150212
0000046619-15-000008.hdr.sgml : 20150212
20150212170923
ACCESSION NUMBER: 0000046619-15-000008
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141031
FILED AS OF DATE: 20150212
DATE AS OF CHANGE: 20150212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEICO CORP
CENTRAL INDEX KEY: 0000046619
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 650341002
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 3000 TAFT ST
CITY: HOLLYWOOD
STATE: FL
ZIP: 33021
BUSINESS PHONE: 954-987-4000
MAIL ADDRESS:
STREET 1: 3000 TAFT STREET
CITY: HOLLYWOOD
STATE: FL
ZIP: 33021
FORMER COMPANY:
FORMER CONFORMED NAME: HEINICKE INSTRUMENTS CO
DATE OF NAME CHANGE: 19860417
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MENDELSON VICTOR H
CENTRAL INDEX KEY: 0001031082
STATE OF INCORPORATION: FL
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04604
FILM NUMBER: 15607394
5
1
wf-form5_142377895248581.xml
FORM 5
X0306
5
2014-10-31
0
0
0
0000046619
HEICO CORP
HEI, HEI.A
0001031082
MENDELSON VICTOR H
825 BRICKELL BAY DRIVE, SUITE 1644
MIAMI
FL
33131
1
1
0
0
Co-President
Common Stock
285708
D
Common Stock
2014-04-22
5
G
0
431
0
D
285277
D
Common Stock
2014-05-28
5
G
0
2797
0
D
282480
D
Common Stock
2014-10-28
5
G
0
189
0
D
282291
D
Class A Common Stock
140476
D
Class A Common Stock
156515
I
Owned by Corporation
Common Stock
88328
I
Owned by Partnership
Common Stock
1439
I
As custodian for minor children
Class A Common Stock
8990
I
As custodian for minor children
Common Stock
46258
I
By 401(k)
Class A Common Stock
43693
I
By 401(k)
Common Stock
472
I
By Keogh Account
Class A Common Stock
6115
I
By Keogh Account
Common Stock
238245
I
By Trusts
Class A Common Stock
70248
I
By Trusts
Common Stock
14750
I
By Trusts
Class A Common Stock
4335
I
By Trusts
Option (Right to purchase Common Stock)
16.1751
2019-09-14
Common Stock
244141.0
244141
D
Option (Right to purchase Common Stock)
21.4426
2020-09-13
Common Stock
195313.0
195313
D
Option (Right to purchase Common Stock)
31.1232
2021-09-12
Common Stock
156250.0
156250
D
Option (Right to purchase Common Stock)
41.816
2023-06-10
Common Stock
62500.0
62500
D
Class A Common Stock
30.176
2023-06-10
Class A Common Stock
62500.0
62500
D
The Reporting Person and related entities listed on this ownership form inadvertently provided a greater aggregate beneficial ownership amount of 3,998 shares of Common Stock and 807 shares of Class A Common Stock in prior ownership reports. The aforementioned Common Stock difference consists of overstatements totaling 3,469 shares and 1,001 shares for the Reporting Person's direct ownership and as a custodian for a minor child, respectively, partially offset by an understatement of 472 shares for the Reporting Person's Keogh account. The aforementioned Class A Common Stock difference consists of overstatements totaling 3,364 shares and 180 shares for the Reporting Person's direct ownership and trusts, respectively, partially offset by an understatement of 2,470 shares and 267 shares as a custodian for a minor child and for the Reporting Person's Keogh account, respectively.
The Reporting Person believes the overstatements and understatements resulted from inadvertently not reporting certain charitable gifts, certain transfers to his trusts and minor children, and other minor clerical errors.
Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 31, 2014
Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.
The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 244,141 shares of Common Stock at an exercise price of $16.1751 per share, as adjusted for stock splits and stock dividends. These Options became exercisable on various dates and expire on September 14, 2019.
The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 195,313 shares of Common Stock at an exercise price of $21.4426 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 13, 2020.
The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 156,250 shares of Common Stock at an exercise price of $31.1232 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 12, 2021.
The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 62,500 shares of Common Stock at an exercise price of $41.8160 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023.
The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 62,500 shares of Class A Common Stock at an exercise price of $30.176 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023.
Victor H. Mendelson
2015-02-12