0000046619-14-000052.txt : 20141113 0000046619-14-000052.hdr.sgml : 20141113 20141113144703 ACCESSION NUMBER: 0000046619-14-000052 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141031 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEICO CORP CENTRAL INDEX KEY: 0000046619 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 650341002 STATE OF INCORPORATION: FL FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 TAFT ST CITY: HOLLYWOOD STATE: FL ZIP: 33021 BUSINESS PHONE: 954-987-4000 MAIL ADDRESS: STREET 1: 3000 TAFT STREET CITY: HOLLYWOOD STATE: FL ZIP: 33021 FORMER COMPANY: FORMER CONFORMED NAME: HEINICKE INSTRUMENTS CO DATE OF NAME CHANGE: 19860417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENDELSON ERIC A CENTRAL INDEX KEY: 0001031083 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04604 FILM NUMBER: 141217925 5 1 wf-form5_141590801341497.xml FORM 5 X0306 5 2014-10-31 0 0 0 0000046619 HEICO CORP HEI, HEI.A 0001031083 MENDELSON ERIC A 825 BRICKELL BAY DRIVE, SUITE 1644 MIAMI FL 33131 1 1 0 0 Co-President Common Stock 2013-12-31 5 G 0 511 0 D 297119 D Common Stock 2014-10-28 5 G 0 960 0 D 296159 D Class A Common Stock 173110 D Common Stock 7797 I By Keogh Account Class A Common Stock 4606 I By Keogh Account Common Stock 146332 I By Trusts Class A Common Stock 156515 I Owned by Corporation Common Stock 201072 I Owned by Partnership Common Stock 2316 I As custodian for minor children Class A Common Stock 2667 I As custodian for minor children Common Stock 55973 I By 401(k) Class A Common Stock 53116 I By 401(k) Option (Right to purchase Common Stock) 16.1751 2019-09-14 Common Stock 244141.0 244141 D Option (Right to purchase Common Stock) 21.4426 2020-09-13 Common Stock 195313.0 195313 D Option (Right to purchase Common Stock) 31.1232 2021-09-12 Common Stock 156250.0 156250 D Option (Right to purchase Common Stock) 41.816 2023-06-10 Common Stock 62500.0 62500 D Option (Right to purchase Class A Common Stock) 30.176 2023-06-10 Class A Common Stock 62500.0 62500 D Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person. Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Victor Mendelson, the brother of the Reporting Person. Represents shares owned by EAM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person. Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 31, 2014 The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 244,141 shares of Common Stock at an exercise price of $16.1751 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 14, 2019. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 195,313 shares of Common Stock at an exercise price of $21.4426 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 13, 2020. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 156,250 shares of Common Stock at an exercise price of $31.1232 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 12, 2021. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 62,500 shares of Common Stock at an exercise price of $41.8160 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 62,500 shares of Class A Common Stock at an exercise price of $30.1760 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023. Eric A. Mendelson 2014-11-13