-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MQr9YaVYwH7QX959WqSCxi9L/DydwzG3RyRN3/rACXjO86/Iq/GHHn6YCcO8sIT0 nJiJ8j6B6UdC9kByqpwkXA== 0000950172-98-000693.txt : 19980723 0000950172-98-000693.hdr.sgml : 19980723 ACCESSION NUMBER: 0000950172-98-000693 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980722 FILED AS OF DATE: 19980722 SROS: AMEX SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEIN WERNER CORP CENTRAL INDEX KEY: 0000046613 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 390340430 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-02725 FILM NUMBER: 98669750 BUSINESS ADDRESS: STREET 1: 2120 N PEWAUKEE RD STREET 2: PO BOX 1606 CITY: WAUKESHA STATE: WI ZIP: 53188-2404 BUSINESS PHONE: 4145426611 MAIL ADDRESS: STREET 1: 2120 N PEWWAUKEE ROAD STREET 2: PO BOX 1606 CITY: WAUKESHA STATE: WI ZIP: 53188-2404 COMPANY DATA: COMPANY CONFORMED NAME: SNAP ON INC CENTRAL INDEX KEY: 0000091440 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] OWNER IRS NUMBER: 390622040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 2801 80TH ST STREET 2: P O BOX 1410 CITY: KENOSHA STATE: WI ZIP: 53141-1410 BUSINESS PHONE: 4146565200 MAIL ADDRESS: STREET 1: 2801 80TH ST STREET 2: P O BOX 1410 CITY: KENOSHA STATE: WI ZIP: 53141-1410 FORMER COMPANY: FORMER CONFORMED NAME: SNAP ON TOOLS CORP DATE OF NAME CHANGE: 19920703 3 1 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION _____________________ WASHINGTON, D.C. 20549 | OMB APPROVAL | INITIAL STATEMENT OF |_____________________| BENEFICIAL OWNERSHIP OF SECURITIES |OMB NUMBER: 3235-0104| |EXPIRES: | | SEPTEMBER 30, 1998 | Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE | Securities Exchange Act of 1934, |BURDEN HOURS | Section 17(a) of the Public Utility |PER RESPONSE 0.5 | Holding Company Act of 1935 |_____________________| or Section 30(f) of the Investment Company Act of 1940 ___________________________________________________________________________ 1. Name and Address of Reporting Person Snap-on Incorporated _________________________________________________________________________ (Last) (First) (Middle) 10801 Corporate Drive _________________________________________________________________________ (Street) Kenosha, Wisconsin 53141-1430 _________________________________________________________________________ (City) (State) (Zip) ___________________________________________________________________________ 2. Date of Event Requiring Statement (Month/Day/Year) 06/01/1998 ___________________________________________________________________________ 3. IRS OR SOCIAL SECURITY NUMBER OF REPORTING PERSON (VOLUNTARY) 39-0622040 ___________________________________________________________________________ 4. Issuer Name and Ticker or Trading Symbol Hein-Werner Corporation "HNW" ___________________________________________________________________________ 5. RELATIONSHIP OF REPORTING PERSON(S) TO ISSUER (CHECK ALL APPLICABLE) ( ) DIRECTOR (X ) 10% OWNER ( ) OFFICER (GIVE TITLE BELOW) ( ) OTHER (SPECIFY TITLE BELOW) _____________________________________ ___________________________________________________________________________ 6. IF AMENDMENT, DATE OF ORIGINAL (MONTH/DAY/YEAR) ___________________________________________________________________________ 7. INDIVIDUAL OR JOINT/GROUP FILING (CHECK APPLICABLE LINE) ___ FORM FILED BY ONE REPORTING PERSON X FORM FILED BY MORE THAN ONE REPORTING PERSON =========================================================================== TABLE I - NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED _____________________________________________________________________________ |1. TITLE OF SECURITY|2. AMOUNT OF |3. OWNERSHIP |4. NATURE OF INDIRECT | | (INSTR. 4) | SECURITIES | FORM DIRECT| BENEFICIAL OWNER-SHIP| | | BENEFICIALLY| DIRECT (D) | (INSTR. 5) | | | OWNED | OR INDIRECT| | | | (INSTR. 4) | (I) (INSTR.| | | | | 5) | | |____________________|_______________|______________|________________________| Common Stock, par 2,737,030 I value $1.00 per share =========================================================================== TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ___________________________________________________________________________ 1. Title of Derivative Security (Instr. 4) ___________________________________________________________________________ 2. Date Exercisable and Expiration Date (Month/Day/Year) ________________________ _________________________ Date Exercisable Expiration Date ___________________________________________________________________________ 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) ________________________________ _______________________________ Title Amount of Number of Shares ___________________________________________________________________________ 4. Conversion or Exercise Price of Derivative Security ___________________________________________________________________________ 5. Ownership Form of Derivative Security: Direct(D) or Indirect(I) (Instr. 5) ___________________________________________________________________________ 6. Nature of Indirect Beneficial Ownership (Instr. 5) =========================================================================== EXPLANATION OF RESPONSES: /s/ Susan F. Marrinan 07/22/1998 _______________________ _______________________ Snap-on Incorporated DATE By: Susan F. Marrinan Title: Vice President, General Counsel and Secretary Page 2 of 6 _____________________________ ** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A). NOTE: FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY SIGNED. IF SPACE PROVIDED IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB NUMBER. =========================================================================== Page 3 of 6 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION _____________________ WASHINGTON, D.C. 20549 | OMB APPROVAL | INITIAL STATEMENT OF |_____________________| BENEFICIAL OWNERSHIP OF SECURITIES |OMB NUMBER: 3235-0104| |EXPIRES: | | SEPTEMBER 30, 1998 | Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE | Securities Exchange Act of 1934, |BURDEN HOURS | Section 17(a) of the Public Utility |PER RESPONSE 0.5 | Holding Company Act of 1935 |_____________________| or Section 30(f) of the Investment Company Act of 1940 ___________________________________________________________________________ 1. Name and Address of Reporting Person Nu-Tech Industries, Inc. (Snap-on Incorporated is the designated filer) _________________________________________________________________________ (Last) (First) (Middle) 10801 Corporate Drive _________________________________________________________________________ (Street) Kenosha, Wisconsin 53141-1430 _________________________________________________________________________ (City) (State) (Zip) ___________________________________________________________________________ 2. Date of Event Requiring Statement (Month/Day/Year) 06/01/1998 ___________________________________________________________________________ 3. IRS OR SOCIAL SECURITY NUMBER OF REPORTING PERSON (VOLUNTARY) ___________________________________________________________________________ 4. Issuer Name and Ticker or Trading Symbol Hein-Werner Corporation "HNW" ___________________________________________________________________________ 5. RELATIONSHIP OF REPORTING PERSON(S) TO ISSUER (CHECK ALL APPLICABLE) ( ) DIRECTOR (X ) 10% OWNER ( ) OFFICER (GIVE TITLE BELOW) ( ) OTHER (SPECIFY TITLE BELOW) _____________________________________ ___________________________________________________________________________ 6. IF AMENDMENT, DATE OF ORIGINAL (MONTH/DAY/YEAR) ___________________________________________________________________________ 7. INDIVIDUAL OR JOINT/GROUP FILING (CHECK APPLICABLE LINE) ___ FORM FILED BY ONE REPORTING PERSON X FORM FILED BY MORE THAN ONE REPORTING PERSON Page 4 of 6 =========================================================================== TABLE I - NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED _____________________________________________________________________________ |1. TITLE OF SECURITY|2. AMOUNT OF |3. OWNERSHIP |4. NATURE OF INDIRECT | | (INSTR. 4) | SECURITIES | FORM DIRECT| BENEFICIAL OWNERSHIP| | | BENEFICIALLY| DIRECT (D) | (INSTR. 5) | | | OWNED | OR INDIRECT| | | | (INSTR. 4) | (I) (INSTR.| | | | | 5) | | |____________________|_______________|______________|_______________________| Common Stock, par 2,737,030 D value $1.00 per share =========================================================================== TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ___________________________________________________________________________ 1. Title of Derivative Security (Instr. 4) ___________________________________________________________________________ 2. Date Exercisable and Expiration Date (Month/Day/Year) ________________________ _________________________ Date Exercisable Expiration Date ___________________________________________________________________________ 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) ________________________________ _______________________________ Title Amount of Number of Shares ___________________________________________________________________________ 4. Conversion or Exercise Price of Derivative Security ___________________________________________________________________________ 5. Ownership Form of Derivative Security: Direct(D) or Indirect(I) (Instr. 5) ___________________________________________________________________________ 6. Nature of Indirect Beneficial Ownership (Instr. 5) =========================================================================== EXPLANATION OF RESPONSES: /s/ Susan F. Marrinan 07/22/1998 _______________________ ______________________ Nu-Tech Industries, Inc. DATE By: Susan F. Marrinan Title: Secretary Page 5 of 6 _____________________________ ** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A). NOTE: FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY SIGNED. IF SPACE PROVIDED IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB NUMBER. =========================================================================== Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----