-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EB65jG715cSChYfSYQe+uGFf3eJpuMC6nwZMV/hjaAZDELfnkaysHKzxSvvadzgL EfEwyMbNnnCquU+YKlQJVg== 0000950152-99-009140.txt : 19991117 0000950152-99-009140.hdr.sgml : 19991117 ACCESSION NUMBER: 0000950152-99-009140 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19991111 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19991115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HMI INDUSTRIES INC CENTRAL INDEX KEY: 0000046445 STANDARD INDUSTRIAL CLASSIFICATION: METAL FORGING & STAMPINGS [3460] IRS NUMBER: 361202810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 002-30905 FILM NUMBER: 99754593 BUSINESS ADDRESS: STREET 1: 3631 PERKINS AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2164321990 MAIL ADDRESS: STREET 1: 3631 PERKINS AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: HEALTH MOR INC DATE OF NAME CHANGE: 19920703 8-K 1 HMI INDUSTRIES, INC. FORM 8-K 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 11, 1999 HMI INDUSTRIES INC (Exact name of registrant as specified in its charter) DELAWARE (State or Other Jurisdiction of Incorporation) 2-30905 36-1202810 (Commission File Number) (IRS Employer Identification No.) 3631 PERKINS AVE. CLEVELAND, OHIO 44114 (Address of Principal Executive Offices and Zip Code) Registrant's telephone number, including area code: (216) 432-1990 ================================================================================ 2 ITEM 5. OTHER EVENTS. On November 11, 1999, HMI Industries Inc. issued a press release to announce its expectation of positive earnings from continuing operations for the fourth quarter ended September 30, 1999. HMI also announced that it expects to offer for sale up to 2,500,000 shares of its common stock in a transaction exempt from the registration requirements under federal securities law. The press release is attached as Exhibit 99 and this form 8-K incorporates by reference the forward-looking statements contained in the press release. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. (c) Exhibits -------- 99 Press release of HMI Industries Inc. dated Attached November 11, 1999. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HMI INDUSTRIES INC. (Registrant) Date: November 15, 1999 By: /s/ Julie A. McGraw ------------------------------------- Julie A. McGraw Vice President - Corporate Controller 2 EX-99 2 EXHIBIT 99 1 EXHIBIT 99 Contact: HMI Industries Inc. James R. Malone Carl H. Young III (216) 361-5555 FOR IMMEDIATE RELEASE - --------------------- HMI Industries Inc. Expects Profitable Fourth Quarter CLEVELAND, Ohio, November 11, 1999...HMI Industries Inc. announced that it expects earnings from continuing operations for its fourth quarter results for the fiscal year ended September 30, 1999 to be profitable for the first time in 16 quarters. The company also announced that it expects to offer for sale up to 2,500,000 shares of its common stock in a transaction exempt from the registration requirements under federal securities law. The company expects to conclude the sale of its shares before December 31, 1999. HMI is a globally oriented, direct selling company engaged in the manufacture and sale of high filtration portable surface cleaners, central vacuum cleaning systems and portable room air cleaners. The company's high filtration portable surface cleaner and portable room air cleaner are sold under the trade names Filter Queen(R), Princess(R), Majestic(R), Empress(R) and Defender(R) and its central vacuum cleaning system is sold under the trade names Vacu-Queen(R) and Majestic II(R). The company's shares are traded on the OTC Bulletin Board under the symbol "HMII.OB." The statements in the first paragraph of this press release are based on current expectations. Those statements are forward-looking statements that involve risks and uncertainties, and actual results may differ materially. Among other factors that could cause actual results to differ materially are the following: business and economic conditions; unanticipated costs; and other risk factors listed from time to time in the company's SEC reports, including, but not limited to, the report on Form 10-Q for the fiscal quarter ended June 30, 1999 (Part I, Item 2, MD&A section). -----END PRIVACY-ENHANCED MESSAGE-----