-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tasab4Qs9YNDiB9FpP2x0ojDsqFK92C9DVyenzex9SJu2hSI3KcvjzYrazRLnPZ3 b83pULd1etnuUOd2sobv8A== 0001002124-98-000048.txt : 19980327 0001002124-98-000048.hdr.sgml : 19980327 ACCESSION NUMBER: 0001002124-98-000048 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980325 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19980326 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORNE FINANCIAL CORP CENTRAL INDEX KEY: 0000046267 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 952085671 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-01100 FILM NUMBER: 98573937 BUSINESS ADDRESS: STREET 1: 2381 ROSECRANS AVE CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3107255000 MAIL ADDRESS: STREET 1: 2381 ROSECRANS AVE CITY: EL SEGUNDO STATE: CA ZIP: 90245 8-K 1 8-K FORM SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 25, 1998 - ------------------------------------------------------------------------------- (Date of earliest event reported) Hawthorne Financial Corporation - ------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 0-1100 95-2085671 - ------------------------------------------------------------------------------- (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 2381 Rosecrans Avenue, El Segundo, California 90245 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (310) 725-5000 - ------------------------------------------------------------------------------- (Registrant's telephone number, including area code) Not Applicable - ------------------------------------------------------------------------------- (Former name, former address and former fiscal year, if changed since last report) Item 5. Other Events ------------ On March 25, 1998, Hawthorne Financial Corporation issued the press release which is included as Exhibit 99(a) hereto. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits ------------------------------------------------------------------ (a) Not applicable. (b) Not applicable. (c) The following exhibit is included with this Report: Exhibit 99(a) Press Release, dated March 25, 1998 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. HAWTHORNE FINANCIAL CORPORATION By:/s/ Scott A. Braly ---------------------------------------- Name: Scott A. Braly Title: President and Chief Executive Officer Date: March 25, 1998 3 EX-99 2 HAWTHORNE FINANCIAL CORPORATION NEWS RELEASE For Immediate Release For Further Information, Contact Norman Morales Executive Vice President and Chief Financial Officer (310) 725-5000 Hawthorne Financial Corporation Extends Exchange Offer for its 12-1/2% Notes due 2004 to April 8, 1998 El Segundo, California, March 25, 1998 -- Hawthorne Financial Corporation (NASDAQ:HTHR) announced today that it has extended its offer to exchange its $40 million aggregate principal amount of restricted 12-1/2% Notes due 2004 outstanding for a like amount of its registered 12-1/2% Notes due 2004 to 5:00 p.m, Eastern Time, on April 8, 1998, unless further extended. The exchange offer was originally scheduled to expire at 5:00 p.m., Eastern Time, on March 25, 1998, unless extended. The exchange offer is being conducted in accordance with the terms of the initial issuance of the Notes on December 31, 1997, and is being made upon the terms and conditions set forth in a Prospectus and in a related Letter of Transmittal which have been provided to holders of record of the Notes. According to a preliminary count by United States Trust Company of New York (the "Exchange Agent") as of 5:00 p.m., Eastern Time, on March 25, 1998, approximately $38.2 million principal amount of restricted 12-1/2% Notes due 2004 had been tendered for exchange by the holders of such notes. 4 -----END PRIVACY-ENHANCED MESSAGE-----