-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E7ZcTTPFoZ0SdxAW1jyWdmd6E2vF1lIHV7wG5fK62Fd7bYQGWAGKLPb1r1mYqht3 bYVNrd5E8u7DOZpVYgHbbw== 0000950150-02-000980.txt : 20021105 0000950150-02-000980.hdr.sgml : 20021105 20021105171945 ACCESSION NUMBER: 0000950150-02-000980 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020823 ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20021105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORNE FINANCIAL CORP CENTRAL INDEX KEY: 0000046267 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 952085671 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-01100 FILM NUMBER: 02810271 BUSINESS ADDRESS: STREET 1: 2381 ROSECRANS AVE CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3107255000 MAIL ADDRESS: STREET 1: 2381 ROSECRANS AVE CITY: EL SEGUNDO STATE: CA ZIP: 90245 8-K/A 1 a85622ae8vkza.htm FORM 8-K, AMENDMENT NO. 1 e8vkza
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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Amendment No. 1

FORM 8-K/A

Current Report Pursuant
to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 23, 2002

Hawthorne Financial Corporation

(Exact name of registrant as specified in its charter)
     
Delaware
(State or other jurisdiction of
incorporation or organization)
  
95-2085671
(I.R.S. employer identification number)
                                     

Commission file number: 0-1100

2381 Rosecrans Avenue
El Segundo, California 90245
(Address of principal executive offices and zip code)

Registrant’s telephone number, including area code:
(310) 725-5000

 

Item 7. Financial Statements, Pro Forma Financial Information And Exhibits.
SIGNATURES

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Item 7. Financial Statements, Pro Forma Financial Information And Exhibits.

     (a)  Financial Statements of Business Acquired. The financial statements of First Fidelity Bancorp, Inc., which was acquired by the registrant on August 23, 2002, are being omitted from the filing pursuant to General Instruction B.3 to Form 8-K, as the financial statements are substantially the same as the financial statements previously filed with registrant’s Registration Statement on Form S-4 (Registration No. 333-89776), declared effective on June 18, 2002.

     (b)  Pro Forma Financial Information. Pro forma financial information is being omitted from the filing pursuant to General Instruction B.3, as the pro forma financial information is substantially the same as the financial information previously filed with registrant’s Registration Statement on Form S-4 (Registration No. 333-89776), declared effective on June 18, 2002.

     (c)  Exhibits

            Not applicable.

 

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SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Amendment No. 1 to the report to be signed on its behalf by the undersigned hereunto duly authorized.
     
  HAWTHORNE FINANCIAL CORPORATION
 
 
  By:  /s/ David Rosenthal
 
  David Rosenthal
Executive Vice President
and Chief Financial Officer

Date: November 5, 2002

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