hwkn-202008030000046250FALSE00000462502020-08-032020-08-03
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) August 3, 2020
Hawkins, Inc.
(Exact name of registrant as specified in its charter)
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| Minnesota | | 0-7647 | | 41-0771293 |
| (State or other Jurisdiction of Incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
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| 2381 Rosegate, | Roseville, | Minnesota | | 55113 |
| (Address of Principal Executive Offices) | | | | (Zip Code) |
Registrant’s Telephone Number, Including Area Code (612) 331-6910
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Common Stock, par value $.05 per share | HWKN | Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On August 3, 2020, John R. Sevenich, Vice President -- Industrial Group, informed Hawkins, Inc. of his plans to retire from all positions with our company. To facilitate a smooth transition, Mr. Sevenich is expected to continue in his current role until June 2021.
Item 7.01. Regulation FD Disclosure.
On August 5, 2020, Hawkins, Inc. announced that David J. Mangine is expected to assume the role of the company’s Vice President – Industrial Group in June 2021 upon the planned retirement of John R. Sevenich.
Mr. Mangine joined our company as an Industrial Sales Agent in 2000 and has served as Industrial Sales Manager since 2012. Prior to that time, Mr. Mangine served in sales for several other chemical companies. Mr. Mangine holds a bachelor’s degree in Agricultural Engineering Technology from the University of Minnesota.
The information contained in this Item 7.01 is being furnished, and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under Section 18. Furthermore, the information contained in this Item 7.01 shall not be deemed to be incorporated by reference into our filings under the Securities Act of 1933, as amended or the Exchange Act.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | HAWKINS, INC. | | |
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| Date: August 5, 2020 | | By: | | /s/ Richard G. Erstad |
| | | | Richard G. Erstad |
| | | | Vice President, General Counsel and Secretary |