-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OCKm4UqxtkkuZaKn/CVOQ/N3Lk9o7Mw++gWAeNSkB0n33xcgWDvEAlidv824eCCM iVBZnMS1NVrOr5WGzG8sxg== 0000950142-96-000026.txt : 19960207 0000950142-96-000026.hdr.sgml : 19960207 ACCESSION NUMBER: 0000950142-96-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960206 SROS: AMEX SROS: PSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HAWAIIAN AIRLINES INC/HI CENTRAL INDEX KEY: 0000046205 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 990212598 STATE OF INCORPORATION: HI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08836 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 3375 KOAPAKA ST STREET 2: STE G350 CITY: HONOLULU STATE: HI ZIP: 96819 BUSINESS PHONE: 8088353700 FORMER COMPANY: FORMER CONFORMED NAME: HAL INC /HI/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HAWAIIAN AIRLINES INC DATE OF NAME CHANGE: 19850314 FORMER COMPANY: FORMER CONFORMED NAME: INTER ISLAND AIRWAYS LTD DATE OF NAME CHANGE: 19670920 COMPANY DATA: COMPANY CONFORMED NAME: ADAMS JOHN W CENTRAL INDEX KEY: 0001006658 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O SMITH MANAGEMENT CO STREET 2: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128885500 MAIL ADDRESS: STREET 1: C/O SMITH MANAGEMENT CO STREET 2: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 FORM 4 OMB APPROVAL OMB NUMBER:3235-0287 EXPIRES:APRIL 30, 1997 ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE 0.5 [ ]Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ----------------------------------------------------------------------------- 1. Name and Address of Reporting Person Adams John W. (Last) (First) (Middle) 885 Third Avenue, 34th Floor New York New York 10022 - ----------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Hawaiian Airlines, Inc. / HA - ----------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### - ----------------------------------------------------------------------------- 4. Statement of Month/Year 1/96 01/96 - ----------------------------------------------------------------------------- 5. If Amendment, Date or Original (Month/Year) - ----------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) X Director X 10% Owner ---------- ---------- Officer (give title below) Other ---------- ---------- (specify below) - ----------------------------------------------------------------------------- Table I - Non-Derivative Securties Acquired, Disposed of, or Beneficially Owned
2.Transaction 3.Transaction 4.Securities 5.Amount of 6.Ownership 7.Nature of 1. Title of security Date Code Acquired (A) Securities Form: Indirect (Inst.3) (Month/Day/Year) (Instr. 8) or Disposed Beneficially Direct (D) Beneficial of (D)(Instr. Owned at End or Ownership 3,4,and 5) of Month Indirect (Instr.4) (Instr.3 and 4) (I) (Instr.4) Code V Amount (A) Price or (D) Class A Common Stock* 01/31/96 P 363,636 A $1.10 363,636 I Held as sole shareholder of AIP General Partner, Inc. general partner of Airline Investors Partnership, L.P., beneficial owner Series B Special 01/31/96 P 0.08 A $1.10 0.08 I Held as sole Preferred Stock shareholder of AIP General Partner, Inc., general partner of Airline Investors Partnership, L.P., beneficial owner Class B Common Stock N/A N/A N/A N/A N/A N/A N/A Series C,D and E N/A N/A N/A N/A N/A N/A N/A Special Preferred Stock
- ----------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Response) FORM 4 (CONTINUED)TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
1. Title of 2. Conversion or 3. Transaction 4.Transaction 5. Number of 6.Date 7.Title and Derivate Exercise Price Date Code Derivative Exercisable Amount of Security of Derivative (Month/ Securities and Expiration Underlying (Instr.3) Security Day/Year) Acquired (A) Date Securities or Disposed (Instr.3 and (D) (Instr.3, (Month/Day/Year) 4) 4 and 5) Code V (A) (D) Date Expiration Title Exercisable Date
8.Price of 9.Number of 10.Ownership 11.Nature Derivative Derivative Form of of Security Securities Derivative Indirect (Instr. 5) Beneficially Security: Beneficial Owned at End Direct (D) Ownership of Month or (Instr.4) (Instr.4) Indirect (I) (Instr.4) Explanation of Responses: * The 363,636 shares of Class A Common Stock acquired on January 31, 1996 include 54,545 shares of Class A Common Stock (the beneficial ownership of which was disclosed in the Form 3, dated January 29, 1996, filed by the Reporting Person with the Securities and Exchange Commission) issued upon the conversion of a senior secured convertible promissory note. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, SEE Instruction 6 for procedure. /S/ John W. Adams February 5, 1996 - ----------------------------------------------- ------------------ **Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----