-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OnyMAhbH4va9DIGgjMK3i9/uZ/NMvBUob+LzbE3wxblBy67mjoDXTq9543Xr2IF7 mcwIXLCSDLZOAQTS9uKaPQ== 0000950116-98-001081.txt : 19980514 0000950116-98-001081.hdr.sgml : 19980514 ACCESSION NUMBER: 0000950116-98-001081 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980513 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HAWAIIAN AIRLINES INC/HI CENTRAL INDEX KEY: 0000046205 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 990042880 STATE OF INCORPORATION: HI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-13378 FILM NUMBER: 98617948 BUSINESS ADDRESS: STREET 1: 3375 KOAPAKA ST STREET 2: STE G350 CITY: HONOLULU STATE: HI ZIP: 96819 BUSINESS PHONE: 8088353700 FORMER COMPANY: FORMER CONFORMED NAME: HAL INC /HI/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HAWAIIAN AIRLINES INC DATE OF NAME CHANGE: 19850314 FORMER COMPANY: FORMER CONFORMED NAME: INTER ISLAND AIRWAYS LTD DATE OF NAME CHANGE: 19670920 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMBER ARBITRAGE LDC /BD CENTRAL INDEX KEY: 0001022813 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O CUSTOM HOUSE FUND MANAGEMENT LTD STREET 2: 31 KINDARE ST CITY: DUBLIN IRELAND STATE: E9 ZIP: 00001 BUSINESS PHONE: 3459490880 MAIL ADDRESS: STREET 1: C/O CUSTOM HOUSE FUND MANAGEMENT LTD STREET 2: 31 KILDARE ST CITY: DUBLIN IRELAND STATE: E9 ZIP: 00001 FORMER COMPANY: FORMER CONFORMED NAME: AMBER ARBITRAGE LDC /BD DATE OF NAME CHANGE: 19971002 SC 13G 1 SCHEDULE 13G PAGE 1 OF 5 PAGES --- --- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ___)* Hawaiian Airlines, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common - -------------------------------------------------------------------------------- (Title of Class of Securities) 419849104 ---------------------------------------- (CUSIP Number) January 1, 1998 ------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d- (c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 419849104 13G PAGE 2 OF 5 PAGES --- --- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Amber Arbitrage LDC - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY: - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION: Cayman Islands - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES BENEFICIALLY 4,667,672 OWNED BY -------------------------------------------- EACH 6. SHARED VOTING POWER REPORTING PERSON WITH None -------------------------------------------- 7. SOLE DISPOSITIVE POWER 4,667,672 -------------------------------------------- 8. SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 4,667,672 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*: [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 12.1% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON*: BD, OO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 419849104 13G PAGE 3 OF 5 PAGES --- --- Item 1. (a) Name of Issuer: Hawaiian Airlines, Inc. (b) Address of Issuer's Principal Executive Offices: 3375 Koapaka Street, Suite 6-350, Honolulu, HI 96819 Item 2. (a) Name of Person Filing: Amber Arbitrage LDC (b) Address of Principal Business Office: c/o Custom House Fund Management Limited, 31 Kildare Street, Dublin 2, Ireland (c) Citizenship: Cayman Islands (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 419849104 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the Person filing is a: (a) [X] Broker or dealer registered under Section 15 of the Exchange Act. Items (b), (c), (d), (e), (f), (g), (h), (i), and (j) not applicable If this statement is filed pursuant to Rule 13d-1(c), check this box [ ] Item 4. Ownership (a) Amount Beneficially Owned: 4,667,672 The sole director of the Person filing is Lismore Management, Ltd., a British Virgin Islands company, which has a principal business address at: c/o ING Trust (BVI) Limited, P.O. Box 3459, Road Town, Tortola, British Virgin Islands. Peter Anderson and John Benbow have been designated by Lismore Management, Ltd. to act on behalf of Lismore Management Ltd. as directors of the person filing. To the knowledge of the filing person, Messrs. Anderson and Benbow are citizens of the United Kingdom and permanent residents of the Cayman Islands, with business addresses of: P.O. Box 923, Grand Cayman, Cayman Islands. (b) Percent of Class: 12.1% CUSIP NO. 419849104 13G PAGE 4 OF 5 PAGES --- --- (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: 4,667,672 (ii) shared power to vote or direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 4,667,672 (iv) shared power to dispose or to direct the disposition of: -0- see item 4(a) Item 5. Ownership of Five Percent or Less of a Class Not applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP NO. 419849104 13G PAGE 5 OF 5 PAGES --- --- Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Amber Arbitrage LDC By: Lismore Management Ltd. By: /s/John Benbow /s/ Peter Anderson ----------------------------------- Dated: May 4, 1998 -----END PRIVACY-ENHANCED MESSAGE-----