-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RZN2mrarJmRi6vQIsMwqXh4IO3cFL7oFRGIYAmLFFBFl8ZjqEk38j/DtXEHUETYJ Aom9pSZWFvVPlo48tWwHDw== 0000912057-02-022595.txt : 20020531 0000912057-02-022595.hdr.sgml : 20020531 20020531132218 ACCESSION NUMBER: 0000912057-02-022595 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020531 GROUP MEMBERS: AIP GENERAL PARTNER, INC. GROUP MEMBERS: JOHN W. ADAMS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HAWAIIAN AIRLINES INC/HI CENTRAL INDEX KEY: 0000046205 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 990042880 STATE OF INCORPORATION: HI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-13378 FILM NUMBER: 02667504 BUSINESS ADDRESS: STREET 1: 3375 KOAPAKA ST STREET 2: STE G350 CITY: HONOLULU STATE: HI ZIP: 96819 BUSINESS PHONE: 8088353700 FORMER COMPANY: FORMER CONFORMED NAME: HAL INC /HI/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HAWAIIAN AIRLINES INC DATE OF NAME CHANGE: 19850314 FORMER COMPANY: FORMER CONFORMED NAME: INTER ISLAND AIRWAYS LTD DATE OF NAME CHANGE: 19670920 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AIRLINE INVESTORS PARTNERSHIP LP CENTRAL INDEX KEY: 0001006659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O SMITH MANAGEMENT CO STREET 2: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128885500 MAIL ADDRESS: STREET 1: C/O SMITH MANAGEMENT CO STREET 2: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 a2081421zsc13da.txt SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 5) Under the Securities Exchange Act of 1934 HAWAIIAN AIRLINES, INC. ----------------------- (Name of Issuer) Common Stock, Par Value $.01 Per Share -------------------------------------- (Title of Class of Securities) 419849-104 ---------- (CUSIP Number) Thomas X. Fritsch, Esq. 885 Third Avenue 34th Floor New York, New York 10022 Tel. No.: (212) 888-5500 With a copy to: Judith R. Thoyer, Esq. Paul, Weiss, Rifkind, Wharton & Garrison 1285 Avenue of the Americas New York, New York, 10019-6064 Tel. No.: (212) 373-3000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 31, 2002 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box / /. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). This document consists of 6 pages CUSIP No. 419849-104 Page 2 of 6 Pages - -------- ----------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON AIRLINE INVESTORS PARTNERSHIP, L.P. - -------- ----------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) { } (B) {X} - -------- ----------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------- ----------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) { } - -------- ----------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - --------------------------------------- ------ --------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY OWNED 18,181,818 BY EACH REPORTING PERSON WITH - --------------------------------------- ------ --------------------------------------------------------------------- 8 SHARED VOTING POWER - --------------------------------------- ------ --------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 18,181,818 - --------------------------------------- ------ --------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------- ----------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,462,643 - -------- ----------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES { } - -------- ----------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 54.8% - -------- ----------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------- -----------------------------------------------------------------------------------------------------------
CUSIP No. 419849-104 Page 3 of 6 Pages - -------- ----------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON AIP GENERAL PARTNER, INC. - -------- ----------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) { } (B) {X} - -------- ----------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------- ----------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) { } - -------- ----------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - --------------------------------------- ------ --------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY OWNED 18,181,818 BY EACH REPORTING PERSON WITH - --------------------------------------- ------ --------------------------------------------------------------------- 8 SHARED VOTING POWER - --------------------------------------- ------ --------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 18,181,818 - --------------------------------------- ------ --------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------- ----------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,462,643 - -------- ----------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES { } - -------- ----------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 54.8% - -------- ----------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------- -----------------------------------------------------------------------------------------------------------
CUSIP No. 419849-104 Page 4 of 6 Pages - -------- ----------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON JOHN W. ADAMS - -------- ----------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) { } (B) {X} - -------- ----------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------- ----------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) { } - -------- ----------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - --------------------------------------- ------ --------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY OWNED 18,462,643 BY EACH REPORTING PERSON WITH - --------------------------------------- ------ --------------------------------------------------------------------- 8 SHARED VOTING POWER -- - --------------------------------------- ------ --------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 18,462,643 - --------------------------------------- ------ --------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -- - -------- ----------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,462,643 - -------- ----------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES { } - -------- ----------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 54.8% - -------- ----------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------- -----------------------------------------------------------------------------------------------------------
CUSIP No. 419849-104 Page 5 of 6 Pages AMENDMENT NO. 5 TO SCHEDULE 13D This is Amendment No. 5 (this "AMENDMENT") to the Schedule 13D filed by the Reporting Parties with respect to the Common Stock, par value $.01 per share (the "COMMON STOCK"), of Hawaiian Airlines, Inc. (the "COMPANY"), dated as of January 18, 1996, as amended by Amendment No. 1, dated as of January 31, 1996, as amended by Amendment No. 2, dated as of December 19, 2001, as amended by Amendment No. 3, dated as of April 22, 2002, and as amended by Amendment No. 4, dated as of May 7, 2002 (the "ORIGINAL SCHEDULE 13D"). ITEM 4 PURPOSE OF THE TRANSACTION. Item 4 is amended as follows: On May 31, 2002, Hawaiian Airlines, Inc. (the "COMPANY") announced that it will commence a tender offer to purchase for cash up to 5,880,000 shares of the Common Stock at a price of $4.25 per share, net to the seller in cash, upon the terms and subject to the conditions set forth in the Offer to Purchase dated May 31, 2002 and the related Letter of Transmittal (the "OFFER"). This represents approximately 17.46% of the Common Stock outstanding as of May 30, 2002. The Offer commenced on May 31, 2002, and is set to expire at 12:00 midnight, New York City time, on June 27, 2002, unless the Offer is extended by the Company. On May 30, 2002, Airline Investors Partnership, L.P. ("AIP") advised the Company of its intention to tender all 18,181,818 of the shares of Common Stock that it owns in the Offer, on the condition that in no event will the Company accept for payment more than that number of shares of Common Stock that would cause AIP's ownership interest in the Company, following completion of the Offer, to be less than or equal to 50.0%. In addition, on May 30, 2002, John W. Adams, the Chairman, Chief Executive Officer and President of the Company, advised the Company of his intention to tender all 30,825 of the shares of Common Stock that he owns in the Offer. ITEM 6. CONTRACTS, ARANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Item 6 is hereby amended as follows: On May 30, 2002, AIP advised the Company of its intention to tender all 18,181,818 of the shares of Common Stock that it owns in the Offer, on the condition that in no event will the Company accept for payment more than that number of shares of Common Stock that would cause AIP's ownership interest in the Company, following completion of the Offer, to be less than or equal to 50.0%. In addition, on May 30, 2002, John W. Adams, the Chairman, Chief Executive Officer and President of the Company, advised the Company of his intention to tender all 30,825 of the shares of Common Stock that he owns in the Offer. CUSIP No. 419849-104 Page 6 of 6 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. May 31, 2002 AIRLINE INVESTORS PARTNERSHIP, L.P. By: AIP General Partner, Inc., its general partner By: /s/ John W. Adams ------------------------------------------------ Name: John W. Adams Title: President AIP GENERAL PARTNER, INC. By: /s/ John W. Adams ------------------------------------------------ Name: John W. Adams Title: President /s/ John W. Adams --------------------------------------------------- John W. Adams -----END PRIVACY-ENHANCED MESSAGE-----