0001239944-19-000038.txt : 20190829 0001239944-19-000038.hdr.sgml : 20190829 20190829173747 ACCESSION NUMBER: 0001239944-19-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170523 FILED AS OF DATE: 20190829 DATE AS OF CHANGE: 20190829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Winter Michael R CENTRAL INDEX KEY: 0001612951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04041 FILM NUMBER: 191067386 MAIL ADDRESS: STREET 1: C/O ALLIED MOTION TECHNOLOGIES INC. STREET 2: 495 COMMERCE DRIVE, SUITE 3 CITY: AMHERST STATE: NY ZIP: 14228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIED MOTION TECHNOLOGIES INC CENTRAL INDEX KEY: 0000046129 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 840518115 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 455 COMMERCE DRIVE, SUITE 4 CITY: AMHERST STATE: NY ZIP: 14228-2313 BUSINESS PHONE: 716-242-8634 MAIL ADDRESS: STREET 1: 455 COMMERCE DRIVE, SUITE 4 CITY: AMHERST STATE: NY ZIP: 14228-2313 FORMER COMPANY: FORMER CONFORMED NAME: HATHAWAY CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HATHAWAY INSTRUMENTS INC DATE OF NAME CHANGE: 19820916 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-05-23 0000046129 ALLIED MOTION TECHNOLOGIES INC AMOT 0001612951 Winter Michael R C/O ALLIED MOTION TECHNOLOGIES INC. 495 COMMERCE DRIVE, SUITE 3 AMHERST NY 14228 1 0 0 0 Common Stock 2017-05-23 4 S 0 2000 24.6901 D 0 I By IRA Common Stock 2018-06-13 4 P 0 2000 48.9715 A 2000 I By IRA Common Stock 14118 D These transactions were executed by the custodian for reporting person's individual retirement account (the "Firm"). The Firm did not discuss such transactions with the reporting person at the time the trades were made and the reporting person recently became aware that such sales and repurchase had been made. The initial sale transaction was contrary to the instructions of the reporting person and the subsequent repurchase transaction was also executed by the Firm without the the reporting person's authorization. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.6469 to $24.7065, inclusive. The reporting person undertakes to provide to Allied Motion Technologies Inc., any security holder of Allied Motion Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Reflects the reporting person's holdings as of May 23, 2017 after the unauthorized sale transaction that was effected by the Firm on such date. Reflects the reporting person's holdings as of June 13, 2018 after the unauthorized repurchase transaction that was effected by the Firm on such date. The reporting person's prior Section 16 filings reported his IRA holdings as directly owned by the reporting person. The reporting person is reporting the subject shares as indirectly owned in this Form 4 to show the net effect of the unauthorized transactions effected by the Firm. Includes shares purchased in the reporting person's IRA account that were previously reported on a Form 4 filed on May 14, 2019. Susan M. Chiarmonte, attorney-in-fact for Michael R. Winter 2019-08-29