-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hi3t2GSf3rLKwo862k7cvMdPfo+m2FfHl4CtAmg6OTPeD9MUMuD3qquMnW2zPd/C HXoPVf6bGir9GW6MAi0kzQ== 0000905729-02-000272.txt : 20021212 0000905729-02-000272.hdr.sgml : 20021212 20021212155113 ACCESSION NUMBER: 0000905729-02-000272 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021210 FILED AS OF DATE: 20021212 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON ANDREW F CENTRAL INDEX KEY: 0001113023 RELATIONSHIP: OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: HASTINGS MANUFACTURING CO STREET 2: 325 N. HANOVER ST. CITY: HASTINGS STATE: MI ZIP: 49058 MAIL ADDRESS: STREET 1: HASTINGS MANUFACTURING CO STREET 2: 325 N. HANOVER ST. CITY: HASTINGS STATE: MI ZIP: 49058 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HASTINGS MANUFACTURING CO CENTRAL INDEX KEY: 0000046109 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 380633740 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03574 FILM NUMBER: 02855843 BUSINESS ADDRESS: STREET 1: 325 N HANOVER ST CITY: HASTINGS STATE: MI ZIP: 49058 BUSINESS PHONE: 6169452491 MAIL ADDRESS: STREET 1: 325 NORTH HANOVER STREET CITY: HASTINGS STATE: MI ZIP: 49058 4 1 ajohnson4_121202.htm FORM 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
 
 
OMB APPROVAL
[  ] Check this box if no longer
      subject to Section 16. Form 4 or
      Form 5 obligations may continue.
      See Instruction 1(b).
Washington, D.C. 20549
 
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

 
  OMB Number:    3235-0287
  Expires:  January 31, 2005
  Estimated average burden
  hours per response. ... 0.5
 
 
(Print or Type Responses)
 
Filed pursuant to Section 16(a) of the Securities Exchange Act of
1934, Section 17(a) of the Public Utility Holding Company Act of
1935 or Section 30(h) of the Investment Company Act of 1940
 
  1.    Name and Address of Reporting Person*                                                                                                   
Johnson,                    Andrew                     F.                 

   (Last)                                         (First)                                        (Middle)
  4.    Statement for Month/Day/Year
   
   
        12/10/02
 
 
 

  c/o Hastings Manufacturing Company
  325 North Hanover

                                                          (Street)
  5.    If Amendment, Date of Original (Month/Day/Year)
  
  

 
 
 
Hastings                  MI            49058
    (City)                                         (State)                                            (Zip)
 
  2.    Issuer Name and Ticker or Trading Symbol  
 
   Hastings Manufacturing Company ("HMF")
  6.    Relationship of Reporting Person(s) to Issuer
                                    (Check all applicable)
      X        Director                                             X        10% Owner
      X        Officer (give title below)                           Other (specify below)
                           
                 
     President    
  3.    I.R.S. Identification Number of Reporting Person, if an entity (voluntary)
 
 
  7.    Individual or Joint/Group Filing (Check Applicable Line)
            X     Form Filed by One Reporting Person
                 Form Filed by More than One Reporting Person
 
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
 
 1. Title of Security
      (Instr. 3)
2.Transaction
   Date
   (Month/
   Day/Year)
2A. Deemed
      Execution
      Date, if any
      (Month/
      Day/Year)
  3. Transaction
      Code
      (Instr. 8)
  4. Securities Acquired (A)
      or Disposed of (D)
      (Instr. 3, 4 and 5)
 5. Amount of
     Securities
     Beneficially
     Owned
     Following
     Reported
     Transaction(s)
     (Instr. 3 and 4)
6.Ownership
   Form: Di-
   rect (D) or
   Indirect (I)
   (Instr. 4)
 7. Nature of
     Indirect
     Beneficial
     Ownership
     (Instr. 4)
      Code V Amount (A) or (D) Price      
  Common Stock
12/10/02
 
A(1)
 
800
A
N/A
12,754
D
 
 
 
 
 
 
 
 
 
23,000
I
By Father-in-Law's Trust
 
 
 
 
 
 
 
 
9,000
I
By Mother-in-Law's Trust
 
 
 
 
 
 
 
 
11,568
I
By Spouse's Trust
 
 
 
 
 
 
 
 
5,621
I
By Trust
 
 
 
 
 
 
 
 
158,532
I
See Note 2
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

page 1 of 2

 
 
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
 
1. Title of Derivative Security
    (Instr. 3)
2. Conversion
    or Exercise
    Price of
    Derivative
    Security
3. Transaction
    Date
    (Month/
    Day/Year)
3A.Deemed
     Execution
     Date, if any
     (Month/
     Day/Year)
4. Transaction
    Code
    (Instr. 8)
5. Number of Derivative
    Securities Acquired (A)
    or Disposed of (D)
    (Instr. 3, 4, and 5)
6. Date Exercisable
    and Expiration Date
    (Month/Day/Year)
         
Code
 
V
 
(A)
 
(D)
Date
Exercisable
Expiration
Date
Stock option (right to buy)
$8.75
12/10/02
  A   1,200
 
12/10/02 12/09/12
 
 
 
       
 
   
 
 
 
       
 
   
 
 
 
       
 
   
 
 
 
       
 
   
 
 
 
       
 
   
 
 
 
       
 
   
 
 
 
       
 
   
 
 
 
       
 
   
 
 
 
       
 
   
 
 
 
       
 
   
7. Title and Amount of
    Underlying Securities (Instr. 3 and 4)
8. Price of
    Derivative
    Security
    (Instr. 5)
9. Number of Derivative
    Securities Beneficially
    Owned Following
    Reported Transaction(s)
    (Instr. 4)
10. Ownership Form of
      Derivative Securities
      Beneficially Owned
      at End of Month
      (Instr. 4)
11. Nature of Indirect
      Beneficial Ownership
      (Instr. 4)
 Title Amount or Number of Shares        
Common Stock 1,200 N/A 1,200 D  
           
           
           
           
           
           
           
           
           

Explanation of Responses:         
Note (1): Grant of shares of restricted stock.
Note (2): 158,532 of the shares reported as indirectly beneficially owned by the reporting person are owned by a limited partnership. The reporting person is an officer of the general partner of that limited partnership, in which position the reporting person shares authority to vote and dispose of the shares held by the limited partnership. The reporting person thus may be considered to have beneficial ownership of such shares for purposes of determining whether the reporting person is a 10% owner pursuant to Rule 16a-1(a)(1) under the Securities Exchange Act of 1934, as amended. However, the reporting person disclaims beneficial ownership of 44,522 of these shares.




       
       
       
By:    /s/ Andrew F. Johnson*
  December 12, 2002
   **Signature of Reporting Person   Date
    *By Richard L. Zwiernikowski    
    Attorney-in-Fact    

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.  
*
**
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure  

page 2 of 2


LIMITED POWER OF ATTORNEY

                    The undersigned does hereby constitute and appoint THOMAS J. BELLGRAPH, RICHARD L. ZWIERNIKOWSKI, WILMA FEATHER, STEPHEN C. WATERBURY and MICHAEL K. MOLITOR, or any one or more of them, his or her true and lawful attorneys and agents, with full power of substitution in the premises, to do any and all acts and things and to execute and file any and all instruments that such attorneys and agents, or any of them, may consider necessary or advisable to enable the undersigned (in his or her individual capacity or in a fiduciary or other capacity) to comply with the Securities Act of 1933, as amended (the "Securities Act"), and the Securities Exchange Act of 1934, as amended (the "Act"), and any requirements of the Securities and Exchange Commission in respect thereof, in connection with his or her intended sale of any security related to Hastings Manufacturing Company (the "Company) pursuant to Rule 144 issued under the Securities Act and the preparation, execution and filing of any report or statement of beneficial ownership or changes in beneficial ownership of securities of the Company that the undersigned (in his or her individual capacity or in a fiduciary or other capacity) may be required to file pursuant to Sections 13 or 16 of the Act including, without limitation, full power and authority to sign the undersigned's name, in his or her individual capacity or in a fiduciary or other capacity, to any report, application or statement on Form ID, Forms 3, 4, 5 or 144, Schedules 13D or 13G, or to any amendments or any successor forms thereto, or any form or forms adopted by the Securities and Exchange Commission in lieu thereof or in addition thereto, hereby ratifying and confirming all that such attorneys and agents, or any of them, shall do or cause to be done by virtue hereof.

                    The undersigned agrees that the attorneys-in-fact named herein act as legal counsel to the Company in connection with the securities matters addressed herein, and do not represent the undersigned in his or her personal capacity in connection with such matters. The undersigned agrees that the attorneys-in-fact named herein may rely entirely on information furnished orally or in writing by the undersigned to such attorneys-in-fact. The undersigned also agrees to indemnify and hold harmless the attorneys-in-fact against any losses, claims, damages or liabilities (or actions in respect thereof) that arise out of or are based upon any untrue statement or omission of necessary fact in the information provided by the undersigned to the attorneys-in-fact for purposes of executing, acknowledging, delivering or filing any such forms, or any amendments or any successor forms thereto, or any form or forms adopted by the Securities and Exchange Commission in lieu thereof or in addition thereto.

                    This authorization shall supersede all prior authorizations to act for the undersigned with respect to securities of the Company in these matters, which prior authorizations are hereby revoked, and shall survive the termination of the undersigned's status as a director and/or officer of the Company and remain in effect thereafter for so long as the undersigned (in his or her individual capacity or in a fiduciary or other capacity) is subject to Rule 144 with respect to securities of the Company or has any obligation under Section 16 of the Exchange Act with respect to securities of the Company.


Date:  December 11, 2002

/s/ Andrew F. Johnson


Signature

 

 

 

 

 

Andrew F. Johnson


Please print name

 

-----END PRIVACY-ENHANCED MESSAGE-----