FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/01/2021 |
3. Issuer Name and Ticker or Trading Symbol
HASBRO, INC. [ HAS ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock (Par Value $.50 per share) | 34,532(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy)(2) | 02/21/2020 | 02/20/2024 | Common Stock | 1,686 | $98.8 | D | |
Stock Option (Right to Buy)(2) | 02/20/2021 | 02/19/2025 | Common Stock | 3,396 | $98.1 | D | |
Stock Option (Right to Buy)(2) | (3) | 02/18/2026 | Common Stock | 10,279 | $86.66 | D | |
Stock Option (Right to Buy)(2) | (4) | 02/17/2027 | Common Stock | 12,915 | $96.79 | D | |
Stock Option (Right to Buy)(2) | (5) | 02/16/2028 | Common Stock | 13,862 | $90.18 | D |
Explanation of Responses: |
1. The Amount of Securities Beneficially Owned includes 29,519 shares of unvested restricted stock units. |
2. These options were granted pursuant to a stock incentive plan in accordance with Rule 16b-3 and have tandem tax withholding rights. |
3. 6,854 of the options are exercisable currently and 3,425 of the options will become exercisable on February 19, 2022 subject to the optionee's continued employment through those dates. |
4. 4,307 of the options are exercisable currently and 4,304 of the options will become exercisable on February 18, 2022 and 4,304 of the options will become exercisable on February 18, 2023 subject to the optionee's continued employment through those dates. |
5. 33 1/3% of the options become exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options become exercisable on each anniversary of the date of grant thereafter. |
Matthew Gilman, P/O/A Christian P. Cocks | 03/11/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |