0000046080-13-000030.txt : 20130426
0000046080-13-000030.hdr.sgml : 20130426
20130426113122
ACCESSION NUMBER: 0000046080-13-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130424
FILED AS OF DATE: 20130426
DATE AS OF CHANGE: 20130426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDNER BRIAN
CENTRAL INDEX KEY: 0001214985
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06682
FILM NUMBER: 13785575
MAIL ADDRESS:
STREET 1: C/O HASBRO INC
STREET 2: 1027 NEWPORT AVENUE
CITY: PAWTUCKET
STATE: RI
ZIP: 02862
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HASBRO INC
CENTRAL INDEX KEY: 0000046080
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 050155090
STATE OF INCORPORATION: RI
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 1027 NEWPORT AVE
STREET 2: P O BOX 1059
CITY: PAWTUCKET
STATE: RI
ZIP: 02861
BUSINESS PHONE: 4014318697
MAIL ADDRESS:
STREET 1: 200 NARRAGANSETT PARK DRIVE
CITY: PAWTUCKET
STATE: RI
ZIP: 02862-0200
FORMER COMPANY:
FORMER CONFORMED NAME: HASBRO BRADLEY INC
DATE OF NAME CHANGE: 19850814
FORMER COMPANY:
FORMER CONFORMED NAME: HASBRO INDUSTRIES INC
DATE OF NAME CHANGE: 19840917
FORMER COMPANY:
FORMER CONFORMED NAME: HASSENFELD BROTHERS INC
DATE OF NAME CHANGE: 19720615
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-04-24
0
0000046080
HASBRO INC
HAS
0001214985
GOLDNER BRIAN
C/O HASBRO INC
1027 NEWPORT AVENUE
PAWTUCKET
RI
02862
1
1
0
0
President and CEO
Common Stock (Par Value $.50 per share)
2013-04-24
4
M
0
75000
18.575
A
132805.0001
D
Common Stock (Par Value $.50 per share)
2013-04-24
4
M
0
122888
32.425
A
255693.0001
D
Common Stock (Par Value $.50 per share)
2013-04-24
4
S
0
172888
47.3046
D
82805.0001
D
Common Stock (Par Value $.50 per share)
2013-04-24
5
G
0
E
25000
0
D
57805.0001
D
Common Stock (Par Value $.50 per share)
2013-04-24
5
G
0
E
25000
0
A
266882.3209
I
By the Brian D. Goldner Trust
Common Stock (Par Value $.50 per share)
16518.5213
I
By the Barbara S. Goldner Trust
Restricted Stock Units
2013-04-24
4
A
0
467976
0
A
Common Stock
467976
467976
D
Option (Right to Buy)
47.21
2013-04-24
4
A
0
317306
0
A
2020-04-23
Common Stock
317306
317306
D
Option (Right to Buy)
18.575
2013-04-24
4
M
0
75000
0
D
2014-05-19
Common Stock
75000
0
D
Option (Right to Buy)
32.425
2013-04-24
4
M
0
122888
0
D
2014-05-23
Common Stock
122888
0
D
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.92 to $47.70, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
This transaction involved a gift of securities by the Reporting Person to the Brian D. Goldner Trust.
Mr. Goldner disclaims beneficial ownership of all of these shares except to the extent of his proportionate pecuniary interest therein.
Each restricted stock unit represents a contingent right to earn one share of Hasbro common stock. The grant has two vesting components, each of which must be satisfied for Mr. Goldner to earn any shares under the award. The first vesting component is based on achievement of specified Hasbro common stock price thresholds (25% earned at $45/share; 25% earned at $52/share; 25% earned at $56/share; 25% earned at $60/share). To achieve the stock price thresholds the average closing sales price for Hasbro's common stock must trade at or above the threshold price for at least 30 consecutive trading days. The second vesting component requires that, subject to certain termination scenarios set forth in Mr. Goldner's Employment Agreement with the Company, Mr. Goldner remains continuously employed with the Company through December 31, 2017.
These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
33 1/3% of the options become exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options become exercisable on each anniversary of the date of grant thereafter.
33 1/3% of the options became exercisable on each of May 20, 2005, May 20, 2006 and May 20, 2007.
33 1/3% of the options became exercisable on each of May 24, 2008, May 24, 2009 and May 24, 2010.
Tarrant Sibley. P/O/A for Brian Goldner
2013-04-26